DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lilian Lo
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ling Ling Lilian Lo
At current firm
0 y
since Jun 23, 2026
In the industry
21 y
since Jun 10, 2005 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Corient independent RIA currentsince Jun 23, 2026 · San Francisco, Ca
- Vivaldi Capital Management LP formerNov 6, 2017 to Jun 17, 2026 · San Ramon, Ca
- Mariner Advisor Network BD affiliatedJul 7, 2016 to Oct 12, 2017 · Walnut Creek, Ca
- Strategic Wealth Advisors Group formerApr 22, 2016 to Jul 7, 2016 · Walnut Creek, Ca
- LPL Financial LLC BD affiliatedApr 1, 2015 to Sep 8, 2016 · Walnut Creek, Ca
- Strategic Advisers LLC national BDApr 20, 2007 to Apr 2, 2015 · Walnut Creek, Ca
- Fidelity Brokerage Services LLC unclassifiedJan 24, 2006 to Feb 17, 2006 · Walnut Creek, Ca
- Shelton Capital Management mixed wealthAug 5, 2005 to Feb 3, 2006 · San Francisco, Ca
- A. G. Edwards & Sons, Inc. unclassifiedJun 21, 2005 to Jul 14, 2005 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Vivaldi Capital Management LP to Corientleft Jun 17, 2026, registered Jun 23, 2026 (6 days) · RIA to RIA · moved with a team
- Mariner Advisor Network to Vivaldi Capital Management LPleft Oct 12, 2017, registered Nov 6, 2017 (25 days) · Other
- LPL Financial LLC to Strategic Wealth Advisors Groupleft Sep 8, 2016, registered Apr 22, 2016 (-139 days) · Other · moved with a team
- Strategic Wealth Advisors Group to Mariner Advisor Networkleft Jul 7, 2016, registered Jul 7, 2016 (0 days) · corporate re-registration, not a move
- Strategic Advisers LLC to LPL Financial LLCleft Apr 2, 2015, registered Apr 1, 2015 (-1 days) · Other
- Fidelity Brokerage Services LLC to Strategic Advisers LLCleft Feb 17, 2006, registered Apr 20, 2007 (427 days) · Other
- Shelton Capital Management to Fidelity Brokerage Services LLCleft Feb 3, 2006, registered Jan 24, 2006 (-10 days) · Other
- A. G. Edwards & Sons, Inc. to Shelton Capital Managementleft Jul 14, 2005, registered Aug 5, 2005 (22 days) · Other
Signals
- Lilian Lo left Vivaldi Capital Management Lp for Corient (registered 2026-06-23)Jun 17, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address