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M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M••••••••• L••

CRD 173553

NEW YORK, NY

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Search this name across graphsid dfx:ria:50a06c0b-380b-923f-0e5f-cb9e8958e939

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 92
Dated events: 9
On other graphs: 4
Observed: Sep 30, 2015 to Aug 5, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

M••••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

M••••••••• L••

Private credit manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $923MItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $770M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 84

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••••••• S••••••••• P•••••••• L••	Private Equity Fund	$399M	Aug 14, 2023	1	Mar 28, 2019	dropped	021-330641
G••••• F••• L••	Private Equity Fund	$230M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• S•••••••• L••	Owner	C	yes	12/2018	Mar 30, 2023	Nov 15, 2024
L••••• T•••••• J••••	Grantor	F	yes	12/2018	Sep 30, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•• P•••••••• L••	n/a	n/a	n/a	Y	yes	n/a
P••• C•••••• M•••••• I• L••	n/a	n/a	n/a	Y	yes	n/a
P••• C•••••• M•••••• L••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Northfield	IL	United States	4	no
Richmond	Va	United States	2	no
COCONUT GROVE	FL	United States	1	no
Tampa	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$923M	$1.7B	-46.2%	$2.3B	-26.7%	73	75	6	5

Relationships

showing 80 of 92

Advises (72)

→ G•••••••• M••••••••• O••••••••• F••• I• L••Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ M••••••••• S•••••• FUND I, LLCPrivate fundPrivate Equity Fund, IA
Mar 5, 2015 to presentfactForm ADV
→ M••••••••• S•••••• FUND IV, LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2020 to presentfactForm ADV
→ 1••• S••••••• L••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
M••••••••• L•• reported RAUM $923.3M, down 46% from $1.7B (2025-03-31 to 2026-03-31)
Form ADVobserved 7 days ago
$-794M
Occurred
Apr 23, 2024
Regulatory AUM changed
M••••••••• L•• reported RAUM $1.9B, up 73% from $1.1B (2024-03-28 to 2024-04-23)
Form ADVobserved 7 days ago
$804M
Occurred
Mar 28, 2024
Regulatory AUM changed
M••••••••• L•• reported RAUM $1.1B, down 53% from $2.3B (2023-08-14 to 2024-03-28)
Form ADVobserved 7 days ago
$-1.3B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50a06c0b-380b-923f-0e5f-cb9e8958e939
First observed: Sep 30, 2015
Last observed: Aug 5, 2026 48 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.