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RIA / WealthPrivate fundprivate equity fund3(c)(1)dropped

MONTICELLO SECURITIES, LLC

advised by MONTICELLOAM, LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a139773-7644-bd43-9986-ac9f67b777fe

Data as of May 18, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Sep 30, 2015 to May 18, 2016
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Monticello Securities, LLC

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: MONTICELLOAM, LLCCRD 173553
Fund type: Private Equity Fund
Latest reported GAV: $19.9Mgross asset value on Schedule D 7.B(1), as of 2016-05-18; never fund size
Peak reported GAV: $23.8M
Beneficial owners: 2
Minimum investment: $100,000
Owned by the adviser: 10000%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Organised in: Delaware, United States
First reported: Sep 30, 2015
Last reported: May 18, 2016fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 7
Fund id: 805-3057127897

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
May 18, 2016	$19.9M	2	$100,000	10000.0%	yes	MONTICELLO SECURITIES, LLC
Mar 25, 2016	$19.9M	2	$100,000	10000.0%	yes	MONTICELLO SECURITIES, LLC
Feb 23, 2016	$23.8M	2	$100,000	10000.0%	yes	MONTICELLO SECURITIES, LLC
Sep 30, 2015	$23.8M	2	$100,000	10000.0%	yes	MONTICELLO SECURITIES, LLC

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
J.P. MORGAN CLEARING CORP.	J.P. MORGAN CLEARING CORP.	NEW YORK	New York	United States	no	8-43724

Relationships

Advises (1)

← MONTICELLOAM, LLCRegistered adviserPrivate Equity Fund, IA, no longer reported
Sep 30, 2015 to May 18, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a139773-7644-bd43-9986-ac9f67b777fe
First observed: Sep 30, 2015
Last observed: May 18, 2016 125 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONTICELLO SECURITIES, LLC

advised by MONTICELLOAM, LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a139773-7644-bd43-9986-ac9f67b777fe

Data as of May 18, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

May 18, 2016

$19.9M

$100,000

10000.0%

yes

MONTICELLO SECURITIES, LLC

Mar 25, 2016

$19.9M

$100,000

10000.0%

yes

MONTICELLO SECURITIES, LLC

Feb 23, 2016

$23.8M

$100,000

10000.0%

yes

MONTICELLO SECURITIES, LLC

Sep 30, 2015

$23.8M

$100,000

10000.0%

yes

MONTICELLO SECURITIES, LLC

Custodian

Legal name

City

State

Country

Related person

SEC number

J.P. MORGAN CLEARING CORP.

NEW YORK

New York

United States

8-43724