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RIA / WealthAdvisor41 years in industry

LESLIE WHITE ALLEN

Advisor at FAMILY WMS, LLC

Athens, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50a1443f-6450-3e0a-dca8-e65a067cb145

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FAMILY WMS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 17, 1985
First registration: Sep 15, 2000
Dual registered: no
Other names: LESLIE WHITE MALLON|LESLIE W BEACH|LESLIE WHITE ALLEN|LESLIE WHITE BEACH|LESLIE WHITE BEACH-ALLEN
IAPD individual key: 1350568

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FAMILY WMS, LLC	Independent wealth	Jul 10, 2003	n/a	yes	Athens, GA	Current employment
ADVOCACY WEALTH MANAGEMENT, LLC	Independent wealth	Aug 22, 2007	Jun 30, 2011	no	ATLANTA, GA	Previous registration
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Sep 15, 2000	May 9, 2003	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVOCACY WEALTH MANAGEMENT, LLC	n/a	Jun 30, 2011	n/a	n/a	Departure no registered destination	Departure
ERNST & YOUNG INVESTMENT ADVISERS LLP	FAMILY WMS, LLC	May 9, 2003	Jul 10, 2003	62	Firm change	Other

Relationships

Registered with (3)

→ FAMILY WMS, LLCRegistered adviserregistration: current employment
Jul 10, 2003 to presentfactForm ADV
→ ADVOCACY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 22, 2007 to Jun 30, 2011factForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Sep 15, 2000 to May 9, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50a1443f-6450-3e0a-dca8-e65a067cb145
First observed: Sep 15, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LESLIE WHITE ALLEN

Advisor at FAMILY WMS, LLC

Athens, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50a1443f-6450-3e0a-dca8-e65a067cb145

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

FAMILY WMS, LLC

Independent wealth

Jul 10, 2003

n/a

yes

Athens, GA

Current employment

ADVOCACY WEALTH MANAGEMENT, LLC

Independent wealth

Aug 22, 2007

Jun 30, 2011

ATLANTA, GA

Previous registration

ERNST & YOUNG INVESTMENT ADVISERS LLP

No RAUM reported

Sep 15, 2000

May 9, 2003

ATLANTA, GA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ADVOCACY WEALTH MANAGEMENT, LLC

n/a

Jun 30, 2011

n/a

Departure no registered destination

Departure

ERNST & YOUNG INVESTMENT ADVISERS LLP

FAMILY WMS, LLC

May 9, 2003

Jul 10, 2003

Firm change

Other