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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FAMILY WMS, LLC

CRD 126456

ATHENS, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a604963-0c6f-e3a8-d937-217b47c0d7b9

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2012 to Feb 18, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $572MItem 5.F on the latest filing (2026-02-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $312M
Private client RAUM: $572MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $191Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 554
Individual clients: 22
High net worth clients: 39
SEC number: 801-61987
CRD: 126456
Filings on the tape: 21
First filed: Jan 30, 2012
Latest filed: Feb 18, 2026
Organised: Limited Liability Company, TN
Website: familywms.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LESLIE WHITE ALLEN	n/a	Athens, GA	23	41	2	no
STEPHEN EUGENE HOUSE	n/a	MEMPHIS, TN \| ATHENS, GA	13	22	n/a	no
SCOTT ALAN SHOWS	n/a	Memphis, TN	1	24	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLEN, LESLIE, WHITE	PRESIDENT, CIO, CHIEF COMPLIANCE OFFICER	D	yes	06/2003	Jan 30, 2012	Dec 18, 2024
SHOWS, SCOTT, ALAN	CHIEF FINANCIAL OFFICER	D	yes	04/2003	Jan 30, 2012	Dec 18, 2024
HOUSE, STEVEN, E.	DIRECTOR OF TAX	Na	no	02/2004	Jan 30, 2012	Dec 18, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Memphis	Tn	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 18, 2026	$572M	$312M	8	3	1	n/a	n/a
2024	Feb 10, 2025	$581M	$330M	8	3	1	n/a	n/a
2023	Feb 23, 2024	$585M	$321M	8	3	1	n/a	n/a
2022	Feb 13, 2023	$665M	$324M	8	3	1	n/a	n/a
2021	Feb 14, 2022	$779M	$392M	8	3	1	n/a	n/a
2020	Mar 1, 2021	$689M	$465M	5	3	1	n/a	n/a
2019	Feb 7, 2020	$653M	$537M	5	3	1	n/a	n/a
2018	Mar 12, 2019	$513M	$416M	5	3	1	n/a	n/a
2017	Mar 6, 2018	$525M	$409M	5	3	1	n/a	n/a
2016	Mar 16, 2017	$522M	$403M	5	3	n/a	n/a	n/a
2015	Feb 9, 2016	$450M	$387M	5	3	n/a	n/a	n/a
2014	Feb 3, 2015	$401M	$343M	5	3	n/a	n/a	n/a
2013	Mar 5, 2014	$389M	$328M	5	3	n/a	n/a	n/a
2012	Feb 13, 2013	$360M	$300M	5	3	n/a	n/a	n/a
2011	Jan 30, 2012	$352M	$309M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$572M	$581M	-1.7%	$665M	-4.9%	8	8	1	1

Relationships

Registered with (3)

← SCOTT ALAN SHOWSAdvisorregistration: current employment
Dec 18, 2024 to presentfactForm ADV
← STEPHEN EUGENE HOUSEAdvisorregistration: current employment
Nov 21, 2012 to presentfactForm ADV
← LESLIE WHITE ALLENAdvisorregistration: current employment
Jul 10, 2003 to presentfactForm ADV

Controls (2)

← ALLEN, LESLIE, WHITEOwnerPRESIDENT, CIO, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 30, 2012 to Dec 18, 2024factForm ADV
← SHOWS, SCOTT, ALANOwnerCHIEF FINANCIAL OFFICER, ownership code D, individual
Jan 30, 2012 to Dec 18, 2024factForm ADV

Owns (1)

← HOUSE, STEVEN, E.OwnerDIRECTOR OF TAX, ownership code NA, individual
Jan 30, 2012 to Dec 18, 2024factForm ADV

Dated events

Occurred
Feb 7, 2020
Regulatory AUM changed
Family Wms, Llc reported RAUM $652.6M, up 27% from $512.9M (2019-07-08 to 2020-02-07)
Form ADVobserved 5 days ago
$140M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a604963-0c6f-e3a8-d937-217b47c0d7b9
First observed: Jan 30, 2012
Last observed: Feb 18, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FAMILY WMS, LLC

CRD 126456

ATHENS, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a604963-0c6f-e3a8-d937-217b47c0d7b9

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LESLIE WHITE ALLEN

n/a

Athens, GA

STEPHEN EUGENE HOUSE

n/a

MEMPHIS, TN | ATHENS, GA

n/a

SCOTT ALAN SHOWS

n/a

Memphis, TN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLEN, LESLIE, WHITE

PRESIDENT, CIO, CHIEF COMPLIANCE OFFICER

yes

06/2003

Jan 30, 2012

Dec 18, 2024

SHOWS, SCOTT, ALAN

CHIEF FINANCIAL OFFICER

yes

04/2003

Jan 30, 2012

Dec 18, 2024

HOUSE, STEVEN, E.

DIRECTOR OF TAX

02/2004

Jan 30, 2012

Dec 18, 2024

City

State

Country

Employees

Also broker-dealer

Memphis

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 18, 2026

$572M

$312M

n/a

2024

Feb 10, 2025

$581M

$330M

n/a

2023

Feb 23, 2024

$585M

$321M

n/a

2022

Feb 13, 2023

$665M

$324M

n/a

2021

Feb 14, 2022

$779M

$392M

n/a

2020

Mar 1, 2021

$689M

$465M

n/a

2019

Feb 7, 2020

$653M

$537M

n/a

2018

Mar 12, 2019

$513M

$416M

n/a

2017

Mar 6, 2018

$525M

$409M

n/a

2016

Mar 16, 2017

$522M

$403M

n/a

2015

Feb 9, 2016

$450M

$387M

n/a

2014

Feb 3, 2015

$401M

$343M

n/a

2013

Mar 5, 2014

$389M

$328M

n/a

2012

Feb 13, 2013

$360M

$300M

n/a

2011

Jan 30, 2012

$352M

$309M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$572M

$581M

-1.7%

$665M

-4.9%