DFX Intelligence

C•••••• L••••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

C•••••• L••••••• R••••••

Advisor at A••••• A•• P••••••• S•••••••

Frisco, TX | Arlington, TX

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Apr 11, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jun 29, 2026	n/a	yes	Frisco, TX\|Arlington, TX	Current employment
P••• A••••••• I••••••••• A•••••••• I•••	Independent wealth	Sep 4, 2025	Mar 4, 2026	no	PLANO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••••• I••••••••• A•••••••• I•••	A••••• A•• P••••••• S•••••••	Mar 4, 2026	Jun 29, 2026	117	Firm change	RIA to ibd
F••••• I•••••••••	P••• A••••••• I••••••••• A•••••••• I•••	Sep 9, 2025	Sep 4, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
107342:145056:TX:2025-08-19	Sep 9, 2025	Sep 4, 2025	PLANO, TX	Firm change

Relationships

Registered with (6)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Apr 11, 2012 to Sep 21, 2012factForm ADV
→ P••• A••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 4, 2025 to Mar 4, 2026factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Jun 27, 2025 to Sep 9, 2025factForm ADV
→ C••••••••• L••

Dated events

Order

Occurred
4 Mar 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
9 Sep 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
13 Jun 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
8 May 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 11, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.