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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Anthony Michael Svach

Advisor at ALLSPRING FUNDS MANAGEMENT, LLC

CHARLOTTE, NC | Glen Ellyn, IL

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Search this name across graphsid dfx:ria:50a3ab9f-efb2-ff46-2bd8-22a00b99c420

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSPRING FUNDS MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 21, 1994
First registration: Sep 1, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2439759

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Sep 19, 2023	n/a	yes	Glen Ellyn, IL\|CHARLOTTE, NC	Current employment
BLACKROCK FINANCIAL MANAGEMENT, INC	Other adviser	Jul 20, 2011	Jan 19, 2023	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	Other adviser	Jul 24, 2003	Jul 14, 2011	no	NEW YORK, NY	Previous registration
GOLDMAN SACHS & CO. LLC	Wirehouse	Sep 1, 2002	Jul 14, 2011	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKROCK FINANCIAL MANAGEMENT, INC	ALLSPRING FUNDS MANAGEMENT, LLC	Jan 19, 2023	Sep 19, 2023	243	Firm change	Other
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	BLACKROCK FINANCIAL MANAGEMENT, INC	Jul 14, 2011	Jul 20, 2011	6	Firm change	Other
GOLDMAN SACHS & CO. LLC	GOLDMAN SACHS ASSET MANAGEMENT, L.P.	Jul 14, 2011	Jul 24, 2003	-2,912	Channel change	Other

Relationships

Registered with (4)

→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 19, 2023 to presentfactForm ADV
→ BLACKROCK FINANCIAL MANAGEMENT, INCRegistered adviserregistration: previous registration
Jul 20, 2011 to Jan 19, 2023factForm ADV
→ GOLDMAN SACHS ASSET MANAGEMENT, L.P.Registered adviserregistration: previous registration
Jul 24, 2003 to Jul 14, 2011factForm ADV
→ GOLDMAN SACHS & CO. LLCRegistered adviserregistration: previous registration
Sep 1, 2002 to Jul 14, 2011factForm ADV

Dated events

Occurred
Jan 19, 2023
Advisor changed firm
Anthony Michael Svach left Blackrock Financial Management, Inc for Allspring Funds Management, Llc (registered 2023-09-19)
Form ADVobserved 5 days ago