DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
ANNAPOLIS, MD | Trappe, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | May 14, 2012 | n/a | yes | ANNAPOLIS, MD|Trappe, MD | Current employment |
| S••••• F•••••••• A•••••••• L•• | State registered | Jan 22, 2009 | May 31, 2013 | no | ANNAPOLIS, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• F•••••••• A•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | May 31, 2013 | May 14, 2012 | -382 | Firm change after gap | Other |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | S••••• F•••••••• A•••••••• L•• | Oct 7, 2010 |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Dec 10, 2008 | Oct 7, 2010 | no | ANNAPOLIS, MD | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 7, 2008 | Jan 7, 2009 | no | ANNAPOLIS, MD|Rockville, MD | Previous registration |
| -623 |
| Firm change after gap |
| Other |
| M•• I•••••••• S•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Jan 7, 2009 | Dec 10, 2008 | -28 | Firm change | Other |