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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

SEVERN FINANCIAL ADVISORS, LLC

CRD 121625

ANNAPOLIS, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ef33137-4e94-7db5-420e-1896b7afb643

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 24, 2026 to Mar 24, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 121625
Filings on the tape: 1
First filed: Mar 24, 2026
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, MD
Website: severnfa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEPHEN JAMES	Certified Financial Planner	Annapolis, MD \| TAMPA, FL \| ANNAPOLIS, MD	17	38	2	yes
Carly James	n/a	ANNAPOLIS, MD \| Annapolis, MD \| TAMPA, FL	4	10	1	yes

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Mar 17, 2017	Jan 30, 2015	ANNNAPOLIS, MD	Team lift out	Other	0.1%

Relationships

Registered with (5)

← Carly JamesAdvisorregistration: current employment
Mar 1, 2022 to presentfactForm ADV
← STEPHEN JAMESAdvisorregistration: current employment
Jan 27, 2009 to presentfactForm ADV
← STEVEN MARK ROTHAdvisorregistration: previous registration
Mar 19, 2014 to Feb 15, 2024factForm ADV
← PATRICK SEAMUS HUTCHINSONAdvisorregistration: previous registration
Jan 30, 2015 to Dec 15, 2022factForm ADV
← SPENCER DOUGLAS NEALAdvisorregistration: previous registration
Jan 22, 2009 to May 31, 2013factForm ADV

Moved with (1)

← CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Mar 17, 2017 to Jan 30, 2015factForm ADV

Dated events

Occurred
Feb 15, 2024
Advisor changed firm
Steven Mark Roth left Severn Financial Advisors, Llc for Commonwealth Financial Network (registered 2017-03-15)
Form ADVobserved 3 days ago
Occurred
Dec 15, 2022
Advisor changed firm
Patrick Seamus Hutchinson left Severn Financial Advisors, Llc for Commonwealth Financial Network (registered 2017-03-15)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ef33137-4e94-7db5-420e-1896b7afb643
First observed: Mar 24, 2026
Last observed: Mar 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEVERN FINANCIAL ADVISORS, LLC

CRD 121625

ANNAPOLIS, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ef33137-4e94-7db5-420e-1896b7afb643

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEPHEN JAMES

Certified Financial Planner

Annapolis, MD | TAMPA, FL | ANNAPOLIS, MD

yes

Carly James

n/a

ANNAPOLIS, MD | Annapolis, MD | TAMPA, FL

yes

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 17, 2017

Jan 30, 2015

ANNNAPOLIS, MD

Team lift out

Other

0.1%