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M•••••• A•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

M•••••• A•••• S•••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:50a85d89-a55e-072c-43f5-c4de5119ab55

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Jul 20, 2017	n/a	yes	OVERLAND PARK, KS	Current employment
F•••••••• I••••••••• T•••••• L••	Former SEC adviser	Aug 16, 2019	Mar 16, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• I••••••••• T•••••• L••	n/a	Mar 16, 2023	n/a	n/a	Departure no registered destination	Departure
L••••• F•••••••• I••	P•••• C•••••• F••••••••	Oct 13, 2017	Jul 20, 2017

Relationships

Registered with (4)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Jul 20, 2017 to presentfactForm ADV
→ F•••••••• I••••••••• T•••••• L••Registered adviserregistration: previous registration
Aug 16, 2019 to Mar 16, 2023factForm ADV
→ L••••• F•••••••• I••Registered adviserregistration: previous registration
Jan 20, 2016 to Oct 13, 2017factForm ADV
→ O•• A••••••• P•••••••• L••

Dated events

Occurred
Mar 16, 2023
Advisor departed, no destination yet
M•••••• A•••• S••••• no longer registered at F•••••••• I••••••••• T•••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50a85d89-a55e-072c-43f5-c4de5119ab55
First observed: Feb 6, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.