DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 161614
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DANIEL J MILLER | Certified Financial Planner | OVERLAND PARK, KS | 11 | 24 | 3 | no |
| Michele Lee Gawthrop | Certified Financial Planner | OVERLAND PARK, KS | 6 | 13 | n/a | no |
| WILLIAM ANDREW SNIDER | n/a | OVERLAND PARK, KS | HIGHLANDS RANCH, CO | 1 | 26 | 6 | no |
| CHRISTEL PARKINSON TURKIEWICZ | n/a | OVERLAND PARK, KS | Moorseville, NC | 1 | 28 | 1 | no |
| Scott Andrew Rojas | Certified Financial Planner | OVERLAND PARK, KS | Brea, CA | 1 | 32 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| RONALD N. SANDERS REVOCABLE LIVING TRUST | Member | E | yes | 03/2021 | Mar 19, 2021 | Jan 18, 2024 |
| SANDERS, RONALD, NELSON | Trustee | E | yes | 03/2021 | Feb 22, 2012 | Jan 18, 2024 |
| SANDERS, RONALD, NELSON | CEO/CCO | Na | yes | 12/2011 | Feb 22, 2012 | Jan 18, 2024 |
| BOOZE, JONATHAN, LAWRENCE | Trustee | E | no | 12/2017 | Feb 22, 2012 | Jan 18, 2024 |
| BOOZE, JONATHAN, LAWRENCE | SENIOR PARTNER | Na | no | 01/2021 | Feb 22, 2012 | Jan 18, 2024 |
| JONATHAN L. BOOZE REVOCABLE LIVING TRUST | Member | Na | no | 12/2017 | Feb 12, 2018 | Jan 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SANDERS BOOZE CAPITAL ADVISORS, LLC | n/a | No RAUM reported | $0 | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 4, 2026 | $370M | $370M | 11 | 9 | 0 | n/a | n/a |
| 2024 | Apr 25, 2025 | $243M | $243M | 8 | 4 | 0 | n/a | n/a |
| 2023 | Jan 18, 2024 | $203M | $203M | 6 | 4 | 0 | n/a | n/a |
| 2022 | Feb 20, 2023 | $166M | $166M | 6 | 6 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $346M | $346M | 4 | 4 | 0 | n/a | n/a |
| 2020 | Mar 19, 2021 | $300M | $300M | 4 | 4 | 0 | n/a | n/a |
| 2019 | Mar 16, 2020 | $262M | $262M | 6 | 3 | 0 | n/a | n/a |
| 2018 | Feb 6, 2019 | $212M | $212M | 6 | 3 | 0 | n/a | n/a |
| 2017 | Feb 12, 2018 | $209M | $209M | 6 | 4 | 0 | n/a | n/a |
| 2016 | Mar 8, 2017 | $175M | $175M | 6 | 4 | n/a | n/a | n/a |
| 2015 | Feb 29, 2016 | $164M | $164M | 3 | 2 | n/a | n/a | n/a |
| 2014 | Mar 12, 2015 | $149M | $149M | 3 | 2 | n/a | n/a | n/a |
| 2013 | Mar 10, 2014 | $130M | $130M | 3 | 2 | n/a | n/a | n/a |
| 2012 | Jan 23, 2013 | $119M | $119M | 3 | 2 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 3 | -3 | 42.9% | 0 | 0 | 0 | 6 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $370M | $243M | 51.9% | $166M | 30.6% | 11 | 8 | 0 | 0 |