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Advisor at RBC CAPITAL MARKETS, LLC
Stony Brook, NY | JERICHO, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Aug 6, 2021 | n/a | yes | JERICHO, NY|Stony Brook, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 28, 2016 | no | HUNTINGTON, NY|MELVILLE, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Apr 17, 2003 | Oct 1, 2012 | no | HUNTINGTON STATION, NY|HUNTINGTON, NY|EAST FARMINGDALE, NY|HUNTINGTON STATION, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | RBC CAPITAL MARKETS, LLC | Apr 28, 2016 | Aug 6, 2021 | 1,926 | Firm change after gap | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |