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Registered advisor
L•••• G••• S•••
Feed of 09/14/2026
Also filed as L•••• G••• Ruhalter
At current firm
5 y
since Aug 6, 2021
In the industry
35 y
since Dec 5, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Aug 6, 2021 · Jericho, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 28, 2016 · Huntington, Ny
- C•••• I••••••••• S••••••• C•••• formerApr 17, 2003 to Oct 1, 2012 · Huntington Station, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to R•• C•••••• M••••••• L••left Apr 28, 2016, registered Aug 6, 2021 (1926 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address