DFX Intelligence

I•••••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM under $100M

I•••••••• W••••• M•••••••••

I•••••••• W••••• M•••••••••, INC., CRD 137803

SARASOTA, FL

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Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2026 to Mar 26, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $77.2M••• Locked
Discretionary RAUM: $0
Private client RAUM: $77.2Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••••• L••••••• C••••	n/a	SARASOTA, FL	13	22	1	no
M•••••• F•••••• T•••••	n/a	SARASOTA, FL	1	13

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	0	0	0	3	0

Relationships

Registered with (4)

← N••••• P•••••• M•••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← T•••••• A••• P••••••Advisorregistration: current employment
Feb 28, 2025 to presentfactForm ADV
← M•••••• F•••••• T•••••Advisorregistration: current employment
Feb 25, 2025 to presentfactForm ADV
← S••••• L••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 26, 2026
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.