DFX Intelligence

N••••• P•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant15 years in industry

N••••• P•••••• M•••••

Advisor at I•••••••• W••••• M•••••••••

SARASOTA, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Sep 7, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 2, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• W••••• M•••••••••	State registered	Jan 1, 2026	n/a	yes	SARASOTA, FL	Current employment
S•••••• P•••••••• L••	Independent wealth	Sep 15, 2025	Nov 4, 2025	no	O••••, NE\|Holmes Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P•••••••• L••	I•••••••• W••••• M•••••••••	Nov 4, 2025	Jan 1, 2026	58	Firm change	RIA to state RIA
O•••• W•••••• I•••	S•••••• P•••••••• L••	Sep 23, 2025	Sep 15, 2025

Relationships

Registered with (9)

→ I•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ S•••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 15, 2025 to Nov 4, 2025factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Sep 23, 2025factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Order

Occurred
4 Nov 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
23 Sep 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
28 Sep 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 7, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.