DFX Intelligence

R••••• F•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

R••••• F•••••• D••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

FLORHAM PARK, NJ

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Search this name across graphsid dfx:ria:50ae854f-91fc-1dd6-7a52-86de848bd461

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 28, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 12, 2011	n/a	yes	FLORHAM PARK, NJ	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	May 28, 2004	May 16, 2011	no	FLORHAM PARK, NJ\|FLORHAM PARK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 16, 2011	May 12, 2011	-4	Firm change	Wirehouse to wirehouse
C•••••••• G••••• M•••••• I•••	U•• F•••••••• S••••••• I•••	Jun 14, 2004	May 28, 2004

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
May 12, 2011 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 28, 2004 to May 16, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 8, 2002 to Jun 14, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50ae854f-91fc-1dd6-7a52-86de848bd461
First observed: May 8, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.