DFX Intelligence

L••• G••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

L••• G••• B••••••••

Advisor at G•••• W••••• M••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:50af03e9-4102-efd8-78f9-6df9a1eb658c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• W••••• M••••••••• L••	Independent wealth	May 23, 2024	n/a	yes	San Diego, CA\|San Marcos, CA\|Murrieta, CA\|ALPHARETTA, GA	Current employment
V•••••••• W••••• M••••••••• L••	Former SEC adviser	Apr 20, 2021	Aug 11, 2021	no	ALPHARETTA, GA\|TEMECULA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A••••••• S•••••••• L••	V•••••••• W••••• M••••••••• L••	Jan 3, 2025	Apr 20, 2021	-1,354	Firm change after gap	Other
V•••••••• W••••• M••••••••• L••	G•••• W••••• M••••••••• L••	Aug 11, 2021	May 23, 2024

Relationships

Registered with (5)

→ G•••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 13, 2019 to Jan 3, 2025factForm ADV
→ V•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 20, 2021 to Aug 11, 2021factForm ADV
→ G•• S••••••••• I•••

Dated events

Occurred
Jan 3, 2025
Advisor changed firm
L••• G••• B•••••••• left C•••••• A••••••• S•••••••• L•• for V•••••••• W••••• M••••••••• L•• (registered 2021-04-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50af03e9-4102-efd8-78f9-6df9a1eb658c
First observed: Jul 31, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.