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CRD 281621
ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| EDWARD BYRON GIBBS | n/a | Lawrenceville, GA | Sandy Springs, GA | Kennesaw, GA | ALPHARETTA, GA | 10 | 27 | 4 | no |
| BRIAN WADE WHITAKER | n/a | ALPHARETTA, GA | Brookfield, WI | Burlington, WI | Rockford, IL | 6 | 23 | 4 | no |
| Jon-Jon Knepp | n/a | Fort Wayne, IN | ALPHARETTA, GA | Fishers, IN | 6 | 21 | 1 | no |
| NICHOLAS ANTHONY DUNCHEON | n/a | Owensboro, KY | ALPHARETTA, GA | Evansville, IN | 6 | 15 | 1 | no |
| STEVEN JAMES KATZ | n/a | Agoura Hills, CA | ALPHARETTA, GA | 5 | 11 | 1 | no |
| DUSTIN PATRICK GRIMES | n/a | ALPHARETTA, GA | COLUMBUS, OH | 4 | 16 | 1 | no |
| DANIEL ROY MOWERY | n/a | ALPHARETTA, GA | 4 | 11 | 2 | no |
| MARTIN D. WEISS | n/a | West Des Moines, IA | Dubuque, IA | ALPHARETTA, GA | Hiawatha, IA | Rockford, IL | Bettendorf, IA | Waterloo, IA | 4 | 16 | 3 | no |
| THEODORE M MOYER | n/a | Red Hill, PA | ALPHARETTA, GA | 4 | 12 | 5 | no |
| Andrew Robert Pieracini | n/a | Fremont, OH | Lima, OH | Adrian, MI | Archbold, OH | Holland, OH | ALPHARETTA, GA | East Findlay, OH | 4 | 22 | 2 | no |
| ROBERT ARTHUR ALLEN | n/a | ALPHARETTA, GA | Hingham, MA | 3 | 25 | n/a | no |
| BRENDAN VINCENT GRADY | n/a | PINEVILLE, NC | ALPHARETTA, GA | 3 | 18 | 6 | no |
| MCGARRY P MURRAY | n/a | Germantown, WI | Elm Grove, WI | Orland Park, IL | ALPHARETTA, GA | Palos Hills, IL | 3 | 22 | 5 | no |
| LAURA ANN PESEK | n/a | Lemoyne, PA | ALPHARETTA, GA | 3 | 32 | 3 | no |
| DOUGLAS A CLANCY | n/a | ALPHARETTA, GA | ROSEVILLE, CA | 3 | 19 | 6 | no |
| RYAN MELAY BAUMAN | n/a | ALPHARETTA, GA | 3 | 12 | n/a | no |
| RYAN JOHN BRUMMANS | n/a | ALPHARETTA, GA | GRAND BLANC, MI | 3 | 11 | n/a | no |
| Justin Turney | n/a | Nashville, TN | ALPHARETTA, GA | Chattanooga, TN | Knoxville, TN | Sparta, TN | 2 | 13 | n/a | no |
| JESSE LOGAN DIETZ | Certified Financial Planner | HOUSTON, TX | ALPHARETTA, GA | 2 | 26 | 8 | no |
| KURTIS WESLEY BARNETT | n/a | Cerritos, CA | Rolling Hills Estates, CA | ALPHARETTA, GA | 2 | 25 | 2 | no |
| JOHN PAUL REISING | n/a | DANVILLE, CA | ALPHARETTA, GA | 2 | 33 | 5 | no |
| MICHAEL ALLEN LEE | n/a | Munster, IN | LaPorte, IN | Elkhart, IN | Valparaiso, IN | Crown Point, IN | South Bend, IN | ALPHARETTA, GA | 2 | 24 | 1 | no |
| ROY LEIGH RAY | n/a | DURHAM, NC | ALPHARETTA, GA | 2 | 16 | n/a | no |
| CHYENNE RENEE HAYES | n/a | ALPHARETTA, GA | STERLING HEIGHTS, MI | Bloomfield Twp., MI | 2 | 10 | n/a | no |
| DANIEL PATRICK ORFIN | n/a | Bloomfield Twp, MI | STERLING HEIGHTS, MI | ALPHARETTA, GA | 2 | 26 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GIBBS, EDWARD, BYRON | MANAGING MEMBER/OWNER | E | yes | 10/2015 | Aug 28, 2026 | Aug 28, 2026 |
| MOWERY, DANIEL, ROY | President | Na | yes | 01/2024 | Aug 28, 2026 | Aug 28, 2026 |
| NASO, SUSANNE, MARIE | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2026 | Aug 28, 2026 | Aug 28, 2026 |
| vandeBeek, Peter, Tyler | CHIEF COMPLIANCE OFFICER | Na | no | 04/2023 | May 17, 2023 | Dec 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| EDWARD BYRON GIBBS | n/a | n/a | n/a | N | yes | n/a |
| SJM REAL ESTATE HOLDINGS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| TUCSON, | Az | United States | 1 | no |
| AGOURA HILLS | CA | United States | 1 | no |
| Campbell | CA | United States | 1 | no |
| Danville | CA | United States | 1 | no |
| LONG BEACH | CA | United States | 1 | no |
| NEWPORT BEACH | CA | United States | 1 | no |
| Roseville | CA | United States | 1 | no |
| Denver | Co | United States | 1 | no |
| Loveland | Co | United States | 1 | no |
| CRYSTAL RIVER | FL | United States | 1 | no |
| FORT MYERS | FL | United States | 1 | no |
| Tallahassee | FL | United States | 1 | no |
| Douglasville | Ga | United States | 1 | no |
| Kennesaw | Ga | United States | 1 | no |
| Lawrenceville | Ga | United States | 1 | no |
| SANDY SPRINGS | Ga | United States | 1 | no |
| Hiawatha | Ia | United States | 1 | no |
| Evansville | In | United States | 1 | no |
| Fishers | In | United States | 1 | no |
| Munster | In | United States | 1 | no |
| Hingham | Ma | United States | 1 | no |
| GRAND BLANC | Mi | United States | 1 | no |
| Livonia | Mi | United States | 1 | no |
| Durham | Nc | United States | 1 | no |
| Pineville | Nc | United States | 1 | no |
| Parsippany | Nj | United States | 1 | no |
| Columbus | Oh | United States | 1 | no |
| Holland | Oh | United States | 1 | no |
| Allentown | Pa | United States | 1 | no |
| Harrisburg | Pa | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 23, 2026 | $1.1B | $1.0B | 147 | 59 | 127 | n/a | n/a |
| 2024 | Mar 31, 2025 | $639M | $624M | 126 | 49 | 76 | n/a | n/a |
| 2023 | Mar 28, 2024 | $391M | $391M | 21 | 10 | 76 | n/a | n/a |
| 2022 | Mar 30, 2023 | $200M | $200M | 21 | 10 | 23 | n/a | n/a |
| 2021 | Mar 28, 2022 | $102M | $102M | 21 | 10 | 22 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 6 | 3 | 3 | 4.4% | 0 | 0 | 0 | 24 | 8 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $639M | 66.6% | $200M | 74.6% | 147 | 126 | 127 | 76 |