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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Marjorie DorceDieuseul

Advisor at UBS FINANCIAL SERVICES INC.

WEEHAWKEN, NJ

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Search this name across graphsid dfx:ria:50c45947-e682-23d8-5bb7-cbc1dcd9ecf4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 26, 2015
First registration: Jul 1, 2015
Dual registered: yes, broker-dealer
Other names: MARJORIE DORCE|MARJORIE DORCE DIEUSEUL|Marjorie Dorce Dieuseul|MARJORIE DIEUSEUL|Marjorie DorceDieuseul
IAPD individual key: 6219806

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 18, 2024	n/a	yes	WEEHAWKEN, NJ	Current employment
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Jul 21, 2022	Apr 10, 2024	no	NEW YORK, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 7, 2018	May 20, 2022	no	NEW YORK, NY\|New York, NY\|New York, NY\|NEW YORK, NY	Previous registration
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jul 1, 2015	Jun 15, 2017	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREDIT SUISSE SECURITIES (USA) LLC	UBS FINANCIAL SERVICES INC.	Apr 10, 2024	Apr 18, 2024	8	Channel change	Other
CITIGROUP GLOBAL MARKETS INC.	CREDIT SUISSE SECURITIES (USA) LLC	May 20, 2022	Jul 21, 2022	62	Firm change	Other
TD PRIVATE CLIENT WEALTH LLC	CITIGROUP GLOBAL MARKETS INC.	Jun 15, 2017	May 7, 2018	326	Firm change	Other

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Apr 18, 2024 to presentfactForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Jul 21, 2022 to Apr 10, 2024factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 7, 2018 to May 20, 2022factForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Jul 1, 2015 to Jun 15, 2017factForm ADV

Dated events

Occurred
May 20, 2022
Advisor changed firm
Marjorie Dorcedieuseul left Citigroup Global Markets Inc. for Credit Suisse Securities (Usa) Llc (registered 2022-07-21)
Form ADVobserved 5 days ago