DFX Intelligence

A••••• W•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A••••• W•••••• S••••••

Advisor at F••••• G•••• A••••••• L••

WESTWOOD, NJ | Colts Neck, NJ

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Search this name across graphsid dfx:ria:50cf091a-412d-a156-34ef-1f0040bb1a51

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• G•••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• G•••• A••••••• L••	Independent wealth	Feb 21, 2018	n/a	yes	Colts Neck, NJ\|WESTWOOD, NJ	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Jan 9, 2012	Feb 20, 2018	no	FREEHOLD, NJ\|APPLETON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	F••••• G•••• A••••••• L••	Feb 20, 2018	Feb 21, 2018	1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
12984:290427:WI:2018-02-14	Feb 20, 2018	Feb 21, 2018	APPLETON, WI	Firm change

Relationships

Registered with (2)

→ F••••• G•••• A••••••• L••Registered adviserregistration: current employment
Feb 21, 2018 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jan 9, 2012 to Feb 20, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50cf091a-412d-a156-34ef-1f0040bb1a51
First observed: Jan 9, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.