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Advisor at LPL ENTERPRISE, LLC
ORLANDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 18, 2024 | n/a | yes | ORLANDO, FL | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Feb 7, 2024 | Nov 12, 2024 | no | ORLANDO, FL | Previous registration |
| NFSG CORPORATION | Bd affiliated wealth | Jan 4, 2021 | Feb 5, 2024 | no | BOCA RATON, FL|UMATILLA, FL|LADY LAKE, FL|TAVARES, FL | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 4, 2019 | Dec 18, 2020 | no | Umatilla, FL | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Nov 19, 2018 | no | ORLANDO, FL | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 7, 2015 | Mar 25, 2017 | no | ORLANDO, FL | Previous registration |
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Jan 15, 2014 | Dec 1, 2015 | no | NEW SMYRNA BEACH, FL|PORT ORANGE, FL | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Dec 19, 2011 | Jan 10, 2014 | no | DELTONA, FL|LAKE MARY, FL|SANFORD, FL|LAKE MARY, FL|DELTONA, FL|LONGWOOD, FL|DAYTONA BEACH, FL|DAYTONA BEACH, FL|ORMOND BEACH, FL|PORT ORANGE, FL|DAYTONA BEACH, FL|DELTONA, FL|LONGWOOD, FL|DELTONA, FL|LAKE MARY, FL|DELAND, FL|DAYTONA BEACH, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | May 12, 2010 | Dec 9, 2011 | no | LONGWOOD, FL|ALTAMONTE SPRINGS, FL|ALTAMONTE SPRINGS, FL | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Nov 13, 2009 | Apr 9, 2010 | no | WINTER PARK, FL|OCALA, FL | Previous registration |
| COLONIAL ASSET MANAGEMENT INC | n/a | Jan 16, 2007 | Oct 29, 2009 | no | EUSTIS, FL|MONTGOMERY, AL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jun 3, 2005 | Jan 4, 2007 | no | MT. DORA, FL|MT. DORA, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 22, 2002 | Dec 19, 2003 | no | ALTAMONTE SPRINGS, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 5, 1997 | Nov 19, 2002 | no | EUSTIS, FL | Previous registration |