DFX Intelligence

A•••••• D••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A•••••• D••••• S••••••

Advisor at C••••••••• F•••••••• N••••••

MOUNTLAKE TERRACE, WA

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Search this name across graphsid dfx:ria:50dda8b1-701c-f7c3-a38b-dc078b93fc6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Jan 17, 2024	n/a	yes	MOUNTLAKE TERRACE, WA	Current employment
E•••••• C••• C•••••• M•••••••••	Mixed wealth	Apr 30, 2021	Feb 23, 2022	no	SEATTLE, WA\|Edmonds, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C••• C•••••• M•••••••••	C••••••••• F•••••••• N••••••	Feb 23, 2022	Jan 17, 2024	693	Firm change after gap	RIA to ibd
W•••• F•••• A•••••••	E•••••• C••• C•••••• M•••••••••	Feb 22, 2021	Apr 30, 2021

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jan 17, 2024 to presentfactForm ADV
→ E•••••• C••• C•••••• M•••••••••Registered adviserregistration: previous registration
Apr 30, 2021 to Feb 23, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 4, 2018 to Feb 22, 2021factForm ADV

Dated events

Occurred
Feb 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50dda8b1-701c-f7c3-a38b-dc078b93fc6e
First observed: Jun 4, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.