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E•••••• C••• C•••••• M••••••••• LLC, CRD 123636
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| W•••••• J•••• S••••• | Certified Financial Planner | Stanwood, WA | SEATTLE, WA | 23 | 34 | 1 | no |
| M••• L•••• R•••••••• | n/a | SEATTLE, WA | Camano Island, WA | Stanwood, WA | 21 | 21 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••• R••••• D••••••• | MANAGER - PRESIDENT & CHIEF COMPLIANCE OFFICER | E | yes | 11/2016 | Mar 29, 2012 | May 4, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Anchorage | Ak | United States | 2 | no |
| Fairbanks | Ak | United States | 1 | no |
| Soldotna | Ak | United States | 1 | no |
| Wasilla | Ak | United States | 1 | no |
| CAMANO ISLAND | Wa | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $348M | $308M | 13.1% | $227M | 15.4% | 11 | 9 | 9 | 9 |
| no |
| R•••• D••••••• C•••••• | n/a | SEATTLE, WA | 20 | 27 | n/a | no |
| T•••• L••• K••• | n/a | SEATTLE, WA | Fairbanks, AK | 19 | 22 | n/a | no |
| D•••• M•••• S•••••• | n/a | SEATTLE, WA | Wasilla, AK | 11 | 20 | n/a | no |
| N•••••• A•• W•••••• | n/a | Seattle, WA | SEATTLE, WA | 11 | 33 | n/a | no |
| C••••••••• N••••••• C•••••• | n/a | SEATTLE, WA | 8 | 15 | n/a | no |
| N•••••• K••• G••••• | Certified Financial Planner | Federal Way, WA | SEATTLE, WA | 7 | 10 | n/a | no |
| M•••••• W•••• T••••• | n/a | Anchorage, AK | SEATTLE, WA | 3 | 14 | n/a | no |
| V••• R••••• I••••• | n/a | Anchorage, AK | 1 | 13 | 1 | no |
| A••••• K•••• | n/a | SEATTLE, WA | 1 | 15 | n/a | no |
| A•• J••• C••••• | n/a | Wasilla, AK | SEATTLE, WA | 0 | 10 | 1 | no |
| no |
| Stanwood | Wa | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Feb 5, 2026 |
| $348M |
| $348M |
| 11 |
| 4 |
| 9 |
| n/a |
| n/a |
| 2024 | Feb 10, 2025 | $308M | $308M | 9 | 8 | 9 | n/a | n/a |
| 2023 | Mar 5, 2024 | $268M | $268M | 10 | 10 | 9 | n/a | n/a |
| 2022 | Feb 1, 2023 | $227M | $227M | 10 | 10 | 9 | n/a | n/a |
| 2021 | Feb 15, 2022 | $258M | $258M | 11 | 11 | 10 | n/a | n/a |
| 2020 | Feb 23, 2021 | $208M | $208M | 10 | 10 | 9 | n/a | n/a |
| 2019 | Feb 24, 2020 | $215M | $215M | 13 | 13 | 7 | n/a | n/a |
| 2018 | Mar 7, 2019 | $190M | $190M | 16 | 15 | 10 | n/a | n/a |
| 2017 | Jan 18, 2018 | $207M | $207M | 16 | 11 | 4 | n/a | n/a |
| 2016 | Mar 3, 2017 | $186M | $186M | 21 | 12 | n/a | n/a | n/a |
| 2015 | Feb 24, 2016 | $165M | $165M | 24 | 16 | n/a | n/a | n/a |
| 2014 | Mar 20, 2015 | $156M | $156M | 19 | 19 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $160M | $160M | 26 | 26 | n/a | n/a | n/a |
| 2012 | Apr 2, 2013 | $108M | $108M | 29 | 29 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $95.2M | $95.2M | n/a | n/a | n/a | n/a | n/a |