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Advisor at CETERA INVESTMENT ADVISERS LLC
Roseville, CA | Folsom, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 19, 2026 | n/a | yes | Roseville, CA|Folsom, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | Sep 11, 2026 | no | FOLSOM, CA|ROSEVILLE, CA | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Feb 27, 2023 | Jul 10, 2025 | no | Roseville, CA|Roseville, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | May 15, 2013 | Dec 20, 2022 | no | SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|FOLSOM, CA|EL DORADO HILLS, CA|SACRAMENTO, CA|CARMICHAEL, CA|El Dorado Hills, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 11, 2011 | Feb 8, 2013 | no | SACRAMENTO, CA|ELK GROVE, CA|ELK GROVE, CA | Previous registration |
| PRIVATE ASSET ADVISORS, INC. | n/a | Feb 18, 2010 | Aug 21, 2010 | no | PALO ALTO, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 21, 2005 | Dec 18, 2008 | no | SACRAMENTO, CA|Sacramento, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 1, 2001 | Aug 26, 2002 | no | CAPITOLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CETERA INVESTMENT ADVISERS LLC | Sep 11, 2026 | Aug 19, 2026 | -23 | Bulk transfer | Ibd to ibd |
| NEXT FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | NEXT FINANCIAL GROUP, INC. | Dec 20, 2022 | Feb 27, 2023 | 69 | Firm change | Wirehouse to ibd |
| LPL FINANCIAL LLC | J.P. MORGAN SECURITIES LLC | Feb 8, 2013 | May 15, 2013 | 96 | Firm change | Other |
| PRIVATE ASSET ADVISORS, INC. | LPL FINANCIAL LLC | Aug 21, 2010 | Apr 11, 2011 | 233 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | PRIVATE ASSET ADVISORS, INC. | Dec 18, 2008 | Feb 18, 2010 | 427 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHARLES SCHWAB & CO., INC. | Aug 26, 2002 | Jul 21, 2005 | 1,060 | Firm change after gap | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:105644:CA:2026-09-11 | Sep 11, 2026 | Aug 19, 2026 | FOLSOM, CA | Firm change |