DFX Intelligence

M•••• D•••••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••• D•••••••• F•••••••

Advisor at C••••••• C•••••• A••••••• L••

New York, NY | SAN JUAN, PR

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Search this name across graphsid dfx:ria:50eedbc2-1da3-3e37-4d14-5d39ef010c75

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• C•••••• A••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• C•••••• A••••••• L••	Asset manager	Dec 12, 2023	n/a	yes	New York, NY\|SAN JUAN, PR	Current employment
B•• M••••• S••••••••• C•••••••••	Other adviser	Mar 6, 2019	Dec 13, 2022	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• M••••• S••••••••• C•••••••••	C••••••• C•••••• A••••••• L••	Dec 13, 2022	Dec 12, 2023	364	Firm change	Other
M••••• S••••••	B•• M••••• S••••••••• C•••••••••	Feb 22, 2019	Mar 6, 2019

Relationships

Registered with (3)

→ C••••••• C•••••• A••••••• L••Registered adviserregistration: current employment
Dec 12, 2023 to presentfactForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 6, 2019 to Dec 13, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 16, 2016 to Feb 22, 2019factForm ADV

Dated events

Occurred
Dec 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50eedbc2-1da3-3e37-4d14-5d39ef010c75
First observed: Aug 16, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.