DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• I••••••••• M••••••••• C•••••• L••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• I••••••••• M••••••••• C•••••• L•• | Asset manager | Nov 29, 2022 | n/a | yes | LOS ANGELES, CA | Current employment |
| S•••••••• A•••••••• L•• | Bd affiliated wealth | Feb 9, 2021 | Nov 9, 2022 | no | San Antonio, TX|MIAMI, FL|PHILADELPHIA, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A•••••••• L•• | T•• I••••••••• M••••••••• C•••••• L•• | Nov 9, 2022 | Nov 29, 2022 | 20 | Firm change | Other |
| V•••• F•••••••• A•••••••• I••• | S•••••••• A•••••••• L•• | Feb 24, 2021 | Feb 9, 2021 |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Aug 6, 2018 | Feb 24, 2021 | no | HOUSTON, TX | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 29, 2017 | Jul 3, 2018 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| F•••••• F•••••••• S••••••••• L•• | Former SEC adviser | Jul 28, 2017 | Aug 9, 2017 | no | Westlake Village, CA | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Mar 28, 2016 | Jun 9, 2017 | no | S••••SDALE, AZ | Previous registration |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Apr 1, 2013 | Apr 15, 2015 | no | ARLINGTON, VA|JERSEY CITY, NJ | Previous registration |
| B••• S••••••••• L•• | Former SEC adviser | Jan 2, 2013 | Mar 4, 2013 | no | RICHMOND, VA | Previous registration |
| S•••• • S••••••••• L•• | Former SEC adviser | Apr 21, 2011 | Jan 2, 2013 | no | RICHMOND, VA | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Oct 30, 2007 | Apr 21, 2011 | no | RICHMOND, VA|RICHMOND, VA|RICHMOND, VA | Previous registration |
| -15 |
| Firm change |
| Ibd to ibd |
| L•• F•••••••• L•• | V•••• F•••••••• A•••••••• I••• | Jul 3, 2018 | Aug 6, 2018 | 34 | Firm change | RIA to ibd |
| F•••••• F•••••••• S••••••••• L•• | L•• F•••••••• L•• | Aug 9, 2017 | Sep 29, 2017 | 51 | Firm change | Other |
| O•••• W•••••• I••• | F•••••• F•••••••• S••••••••• L•• | Jun 9, 2017 | Jul 28, 2017 | 49 | Firm change | Other |
| E•••••• C•••••• M••••••••• L•• | O•••• W•••••• I••• | Apr 15, 2015 | Mar 28, 2016 | 348 | Firm change | Other |
| B••• S••••••••• L•• | E•••••• C•••••• M••••••••• L•• | Mar 4, 2013 | Apr 1, 2013 | 28 | Firm change | Other |
| S•••• • S••••••••• L•• | B••• S••••••••• L•• | Jan 2, 2013 | Jan 2, 2013 | 0 | Bulk transfer | Other |
| S••••••• I••••••••• S•••••••• I••• | S•••• • S••••••••• L•• | Apr 21, 2011 | Apr 21, 2011 | 0 | Firm change | Other |