DFX Intelligence

D•••• J• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

D•••• J• W••••

Advisor at O•••• W•••••• I•••

SIOUX FALLS, SD | Goil Canyon, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Oct 20, 2017	n/a	yes	SIOUX FALLS, SD\|Goil Canyon, AZ	Current employment
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Former SEC adviser	Oct 23, 2007	Oct 18, 2017	no	SIOUX FALLS, SD\|SIOUX FALLS, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	O•••• W•••••• I•••	Oct 18, 2017	Oct 20, 2017	2	Firm change	Other
S••••••••• F•••••••• G••••• I•••	N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Mar 5, 2012

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Oct 20, 2017 to presentfactForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Oct 23, 2007 to Oct 18, 2017factForm ADV
→ S••••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 8, 2006 to Mar 5, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.