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A•••••• R•••••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

A•••••• R•••••• F•••••••••

Advisor at C•••••• A•••••••

Fort Washington, PA | Ft. Myers, FL | FORT MYERS, FL

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Search this name across graphsid dfx:ria:5101e3be-206e-ce27-299d-514963ca6b3d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Feb 6, 2025	n/a	yes	Ft. Myers, FL	Current employment
L•••••• I•••••••••	Independent wealth	Sep 27, 2017	n/a	yes	Fort Washington, PA\|FORT MYERS, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••••••• L••	L•••••• I•••••••••	Oct 4, 2019	Sep 27, 2017	-737	Bulk transfer	Other
M•• F•••••••• S•••••••• I•••	L••••• A•••••••• L••	Jan 20, 2012

Relationships

Registered with (4)

→ C•••••• A•••••••Registered adviserregistration: current employment
Feb 6, 2025 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: current employment
Sep 27, 2017 to presentfactForm ADV
→ L••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2012 to Oct 4, 2019factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5101e3be-206e-ce27-299d-514963ca6b3d
First observed: Jan 17, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.