DFX Intelligence

M•••••• G••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

M•••••• G••••• T•••••

Advisor at A••••••••• I••••••••• A•••••••• L••

MAITLAND, FL | SIOUX FALLS, SD

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• A•••••••• L••	Independent wealth	Oct 10, 2017	n/a	yes	SIOUX FALLS, SD\|MAITLAND, FL	Current employment
A•••• W••••• M••••••••• L••	Independent wealth	Feb 25, 2016	Jan 27, 2022	no	Sioux Falls, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• M••••••••• L••	A••••••••• I••••••••• A•••••••• L••	Jan 27, 2022	Oct 10, 2017	-1,570	Firm change after gap	RIA to RIA
A••••••••• I••••••••• A•••••••• L••	A•••• W••••• M••••••••• L••	Jun 9, 2014	Feb 25, 2016

Relationships

Registered with (4)

→ A••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 2, 2013 to Jun 9, 2014factForm ADV
→ A•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 25, 2016 to Jan 27, 2022factForm ADV
→ K•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 20, 2009 to Sep 20, 2013factForm ADV
→ V•••• C••••••• I•••

Dated events

Order

Occurred
27 Jan 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 21, 2002
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.