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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AEGIS WEALTH MANAGEMENT, LLC

CRD 199511

MAITLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf70db12-a29d-c5e2-7e92-e086c536aec9

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 7
On other graphs: 0
Observed: May 15, 2015 to Mar 31, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $190MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $173M
Private client RAUM: $186MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $95.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 456
Individual clients: 103
High net worth clients: 67
Custody, client assets: $158M
SEC number: 801-96327
CRD: 199511
Filings on the tape: 19
First filed: May 15, 2015
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, FL
Website: aegiswm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THUONG THIEN PHAM	Certified Financial Planner	MAITLAND, FL	10	12	1	no
MATTHEW CHARLES MCMAHAN	Certified Financial Planner	MAITLAND, FL	8	12	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AEGIS WEALTH ADVISORS, LLC	Owner	E	yes	11/2021	Nov 5, 2021	Apr 1, 2024
Johnson, Megan, Rebecca	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Mar 28, 2018	Apr 1, 2024
MCMAHAN, MATTHEW, CHARLES	PRESIDENT, PARTNER	D	yes	11/2021	Nov 5, 2021	Apr 1, 2024
PHAM, THUONG, THIEN	SENIOR PORTFOLIO MANAGER, PARTNER	D	no	01/2015	Mar 28, 2018	Apr 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DELTA CAPITAL MANAGEMENT, LLC	n/a	Institutional manager	$277M	N	yes	n/a
DELTA ADVISORY GROUP, INC.	n/a	Independent wealth	$216M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$190M	$173M	4	3	0	n/a	n/a
2024	Mar 31, 2025	$174M	$159M	4	3	0	n/a	n/a
2023	Apr 1, 2024	$161M	$13.7M	4	3	0	n/a	n/a
2022	Apr 3, 2023	$135M	$123M	4	3	0	n/a	n/a
2021	Mar 31, 2022	$170M	$59.1M	5	4	0	n/a	n/a
2020	Mar 1, 2021	$153M	$0	7	6	1	n/a	n/a
2019	Mar 31, 2020	$138M	$0	8	7	1	n/a	n/a
2018	Apr 1, 2019	$119M	$0	8	7	1	n/a	n/a
2017	Mar 28, 2018	$115M	$0	8	7	1	n/a	n/a
2016	Mar 31, 2017	$107M	$0	4	4	n/a	n/a	n/a
2015	Mar 30, 2016	$101M	$0	4	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	50.0%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$190M	$174M	9.3%	$135M	12.3%	4	4	0	0

Relationships

Affiliated with (3)

→ DELTA ADVISORY GROUP, INC.Registered adviserother investment adviser, common control
factForm ADV
→ DELTA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← DELTA ADVISORY GROUP, INC.Registered adviserother investment adviser, common control
factForm ADV

Registered with (8)

← MATTHEW CHARLES MCMAHANAdvisorregistration: current employment
Feb 23, 2018 to presentfactForm ADV
← THUONG THIEN PHAMAdvisorregistration: current employment
Feb 11, 2016 to presentfactForm ADV
← CHRISTINE CRAIG HECKMANAdvisorregistration: previous registration
Aug 31, 2016 to Sep 1, 2026factForm ADV
← Alexander Joseph MooreAdvisorregistration: previous registration
Mar 28, 2018 to May 23, 2022factForm ADV
← MICHAEL GERALD TESLOWAdvisorregistration: previous registration
Feb 25, 2016 to Jan 27, 2022factForm ADV
← DWIGHT LEE DYKSTRAAdvisorregistration: previous registration
Mar 16, 2016 to Feb 26, 2021factForm ADV
← TRAVIS MARK KRUEGERAdvisorregistration: previous registration
Jan 28, 2016 to Mar 5, 2018factForm ADV
← BRADEN LEE SMIDTAdvisorregistration: previous registration
Jul 11, 2016 to Aug 14, 2017factForm ADV

Owns (1)

← PHAM, THUONG, THIENOwnerSENIOR PORTFOLIO MANAGER, PARTNER, ownership code D, individual
Mar 28, 2018 to Apr 1, 2024factForm ADV

Controls (3)

← MCMAHAN, MATTHEW, CHARLESOwnerPRESIDENT, PARTNER, ownership code D, individual
Nov 5, 2021 to Apr 1, 2024factForm ADV
← Johnson, Megan, RebeccaOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2018 to Apr 1, 2024factForm ADV
← AEGIS WEALTH ADVISORS, LLCOwnerOWNER, ownership code E, domestic entity
Nov 5, 2021 to Apr 1, 2024factForm ADV

Dated events

Occurred
Sep 1, 2026
Advisor changed firm
Christine Craig Heckman left Aegis Wealth Management, Llc for Delta Capital Management, Llc (registered 2019-12-23)
Form ADVobserved 4 days ago
Occurred
May 23, 2022
Advisor changed firm
Alexander Joseph Moore left Aegis Wealth Management, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-07-27)
Form ADVobserved 4 days ago
Occurred
Jan 27, 2022
Advisor changed firm
Michael Gerald Teslow left Aegis Wealth Management, Llc for Alternative Investment Advisors, Llc (registered 2017-10-10)
Form ADVobserved 4 days ago
Occurred
Nov 5, 2021
Control person joined
Charles Matthew Mcmahan (President, Partner) appeared on Schedule A of Aegis Wealth Management, Llc
Form ADVobserved 4 days ago
Occurred
Nov 5, 2021
Control person left
Donovan Sean Casterline (Managing Member) no longer on Schedule A of Aegis Wealth Management, Llc (listed 2021-03-01, absent 2021-11-05)
Form ADVobserved 4 days ago
Occurred
Nov 5, 2021
Control person left
Lee Dwight Dykstra (Managing Member) no longer on Schedule A of Aegis Wealth Management, Llc (listed 2021-03-01, absent 2021-11-05)
Form ADVobserved 4 days ago
Occurred
May 15, 2015
First Form ADV filing
Aegis Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf70db12-a29d-c5e2-7e92-e086c536aec9
First observed: May 15, 2015
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AEGIS WEALTH MANAGEMENT, LLC

CRD 199511

MAITLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf70db12-a29d-c5e2-7e92-e086c536aec9

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THUONG THIEN PHAM

Certified Financial Planner

MAITLAND, FL

MATTHEW CHARLES MCMAHAN

Certified Financial Planner

MAITLAND, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AEGIS WEALTH ADVISORS, LLC

Owner

yes

11/2021

Nov 5, 2021

Apr 1, 2024

Johnson, Megan, Rebecca

CHIEF COMPLIANCE OFFICER

yes

01/2018

Mar 28, 2018

Apr 1, 2024

MCMAHAN, MATTHEW, CHARLES

PRESIDENT, PARTNER

yes

11/2021

Nov 5, 2021

Apr 1, 2024

PHAM, THUONG, THIEN

SENIOR PORTFOLIO MANAGER, PARTNER

01/2015

Mar 28, 2018

Apr 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DELTA CAPITAL MANAGEMENT, LLC

n/a

Institutional manager

$277M

yes

n/a

DELTA ADVISORY GROUP, INC.

n/a

Independent wealth

$216M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$190M

$173M

n/a

2024

Mar 31, 2025

$174M

$159M

n/a

2023

Apr 1, 2024

$161M

$13.7M

n/a

2022

Apr 3, 2023

$135M

$123M

n/a

2021

Mar 31, 2022

$170M

$59.1M

n/a

2020

Mar 1, 2021

$153M

n/a

2019

Mar 31, 2020

$138M

n/a

2018

Apr 1, 2019

$119M

n/a

2017

Mar 28, 2018

$115M

n/a

2016

Mar 31, 2017

$107M

n/a

2015

Mar 30, 2016

$101M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

50.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$190M

$174M

9.3%

$135M

12.3%