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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

VICUS CAPITAL, INC.

CRD 116021

STATE COLLEGE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7c96088-2163-ce78-638e-3cb73719ccbb

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 165
Dated events: 17
On other graphs: 0
Observed: Mar 8, 2012 to Mar 20, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=61.0
Regulatory AUM: $3.0BItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.9B
Private client RAUM: $2.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 88
RAUM per advisor: $34.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 84
Advisory employees: 84
Offices: 40Schedule D 1.F, beyond the principal office
Accounts: 9,938
Individual clients: 3,952
High net worth clients: 2,218
SEC number: 801-60628
CIK: 1544806
CRD: 116021
Filings on the tape: 30
First filed: Mar 8, 2012
Latest filed: Mar 20, 2026
Organised: Corporation, PA
Website: vicuscapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 80

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RANDY THOMAS HOOVER	Certified Financial Planner	STATE COLLEGE, PA	24	45	n/a	yes
PAUL DAVID MORGIS	Certified Financial Planner\|Chartered Financial Consultant	Lakeland, FL	24	36	n/a	yes
PETER ADAM OLDZIEY	Certified Financial Planner	DOVER, DE	22	40	n/a	yes
JOHN JOSEPH SULICK	n/a	BELLEFONTE, PA	22	25	n/a	yes
ANTHONY BRISELLI	n/a	MECHANICSBURG, PA	21	29	n/a	yes
FRANCIS XAVIER FAUBLE	Chartered Financial Consultant	Lewisburg, PA	21	42	1	yes
ALBERT DANIEL DAGOSTINO	n/a	MECHANICSBURG, PA	21	37	n/a	yes
DOUGLAS RICHARD CLELAN	Chartered Financial Consultant	CAMP HILL, PA	21	36	n/a	no
ROY KEITH DELOACH	n/a	Tampa, FL \| Lakeland, FL	21	23	n/a	no
SCOTT EUGENE SHOUP	Certified Financial Planner	SEWICKLEY, PA	21	37	n/a	yes
GLENN HERMAN WILLIAMS	Chartered Financial Consultant	STATE COLLEGE, PA	21	43	n/a	yes
PETER BOWE MARMARAS	Certified Financial Planner\|Chartered Financial Consultant	BETHLEHEM, PA	21	38	1	yes
CHRISTOPHER DONALD SMITH	n/a	BETHLEHEM, PA \| Bedminster, NJ	21	34	2	yes
SCOTT JOHN PETRUCCI	Chartered Financial Consultant	St. Petersburg, FL	21	32	n/a	yes
JOHN CHRISTOPHER CORSO	Certified Financial Planner	State College, PA	20	22	n/a	yes
PAUL MASALSKI	Chartered Financial Consultant	PHOENIXVILLE, PA	19	47	n/a	yes
VINCENT BRUCE ANDERSON	n/a	Erie, PA	18	28	n/a	no
KIMBERLI JEAN CASNER	n/a	STATE COLLEGE, PA	15	20	n/a	yes
JOHN GLENNON MAZZOLA	n/a	LABADIE, MO	15	43	1	yes
FRANK DARDEN MOORE	n/a	Mifflinburg, PA	15	19	1	yes
CHRIS HOLCOMB	Certified Financial Planner	Columbia, MD	15	19	4	yes
JEFFERY JOSEPH CLOSZ	n/a	STATE COLLEGE, PA	12	26	1	yes
JENNIFER A NEWMAN	n/a	STATE COLLEGE, PA	12	25	n/a	yes
MICHAEL CHRISTOPHER ASSAD	n/a	BETHLEHEM, PA \| BEDMINSTER, NJ	12	23	1	yes
ROBERT JOHN HINSON	n/a	STATE COLLEGE, PA	11	13	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASNER, KIMBERLI, JEAN	CHIEF COMPLIANCE OFFICER	Na	yes	02/2005	Mar 20, 2026	Mar 20, 2026
DARE, EDWARD, KRAMER	CHIEF FINANCIAL OFFICER	Na	yes	01/2025	Mar 20, 2026	Mar 20, 2026
DARE, ERIC, KRAMER	PRESIDENT AND CEO PRESIDENT - FINANCE	E	yes	01/2010	Mar 20, 2026	Mar 20, 2026
WIGFIELD, JACQUELINE, NYREE CLARK	CHIEF OPERATIONS OFFICER	Na	yes	01/2018	Mar 20, 2026	Mar 20, 2026
KAY, DAWN ELLEN	VICE PRESIDENT - FINANCE	Na	yes	01/2014	Mar 14, 2014	Jun 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AARON SODEN	n/a	n/a	n/a	Y	no	n/a
ANDREW KERN	n/a	n/a	n/a	Y	no	n/a
BARRY HUNTER	n/a	n/a	n/a	Y	no	n/a
BROCK LOWELL MCGLOTHIN	n/a	n/a	n/a	Y	no	n/a
CHRISTOPHER NOVIELLO	n/a	n/a	n/a	Y	no	n/a
DOUGLAS RICHARD CLELAN	n/a	n/a	n/a	Y	no	n/a
GARY LEE BEVERIDGE	n/a	n/a	n/a	Y	no	n/a
JOHN STEPHEN KOSTUKOVICH	n/a	n/a	n/a	Y	no	n/a
KIM T. SCHOOLEY	n/a	n/a	n/a	Y	no	n/a
RICHARD W. LEET	n/a	n/a	n/a	Y	no	n/a
TIMOTHY D. GRUNSTRA	n/a	n/a	n/a	Y	no	n/a
YVONNE LESLIE REITEMEYER	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bethlehem	Pa	United States	5	yes
CAMP HILL	Pa	United States	5	yes
Bridgewater	Nj	United States	4	yes
NEW YORK	NY	United States	4	yes
Tampa	FL	United States	3	no
Columbia	Md	United States	3	yes
GROVE CITY	Pa	United States	3	yes
Dover	De	United States	2	yes
Miami	FL	United States	2	yes
ST. PETERSBURG	FL	United States	2	yes
Charlotte	Nc	United States	2	yes
Watertown	NY	United States	2	yes
Bellefonte	Pa	United States	2	yes
Lakewood	Pa	United States	2	yes
Lewisburg	Pa	United States	2	yes
Mechanicsburg	Pa	United States	2	yes
Sewickley	Pa	United States	2	yes
n/a	n/a	n/a	2	yes
Lakeland	FL	United States	1	yes
Columbia	Md	United States	1	yes
Cleveland	Oh	United States	1	yes
Stroudsburg	Pa	United States	1	yes
Timonium	Pa	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$3.0B	$2.9B	84	84	40	n/a	n/a
2024	Mar 24, 2025	$2.6B	$2.4B	89	89	40	n/a	n/a
2023	Mar 19, 2024	$2.3B	$2.1B	87	87	40	n/a	n/a
2022	Feb 24, 2023	$2.0B	$1.9B	87	87	40	n/a	n/a
2021	Feb 28, 2022	$2.3B	$2.1B	87	87	41	n/a	n/a
2020	Mar 17, 2021	$1.9B	$1.7B	87	87	42	n/a	n/a
2019	Mar 20, 2020	$1.8B	$1.4B	81	81	39	n/a	n/a
2018	Mar 19, 2019	$1.5B	$1.2B	78	78	33	n/a	n/a
2017	Mar 26, 2018	$1.4B	$1.2B	76	76	35	n/a	n/a
2016	Mar 24, 2017	$1.2B	$1.0B	76	76	n/a	n/a	n/a
2015	Mar 14, 2016	$1.1B	$940M	77	77	n/a	n/a	n/a
2014	Mar 16, 2015	$1.0B	$890M	73	73	n/a	n/a	n/a
2013	Mar 14, 2014	$855M	$690M	68	68	n/a	n/a	n/a
2012	Mar 13, 2013	$1.1B	$421M	65	65	n/a	n/a	n/a
2011	Mar 8, 2012	$988M	$503M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	1.1%	0	0	0	7	8

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.0B	$2.6B	16.3%	$2.0B	14.1%	84	89	40	40

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Feb 11, 2025	Feb 10, 2025	CHARLOTTE, NC	Team lift out	RIA to ibd	2.4%
EQUITABLE ADVISORS, LLC	3	Sep 5, 2023	Sep 7, 2023	MARLTON, NJ	Team lift out	RIA to ibd	3.8%
COMMONWEALTH FINANCIAL NETWORK	4	Oct 25, 2019	Oct 25, 2019	BETHLEHEM, PA	Team lift out	RIA to ibd	6.2%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NATIONWIDE SECURITIES, LLC	2	Oct 1, 2019	Oct 4, 2019	NEW MILFORD, PA	Team lift out	Other	2.7%
INTEGRATED WEALTH CONCEPTS LLC	2	Sep 6, 2018	Oct 3, 2018	CAMP HILL, PA	Team lift out	RIA to RIA	1.6%

Relationships

showing 80 of 165

Registered with (80)

← Ryan MillerAdvisorregistration: current employment
Jul 6, 2026 to presentfactForm ADV
← Zachery Dean OtwellAdvisorregistration: current employment
Jun 5, 2026 to presentfactForm ADV
← Andrew SpuhlerAdvisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← Solomon Ross RosnerAdvisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV
← Zachary Joseph WeiglAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← Matthew J MogAdvisorregistration: current employment
Oct 15, 2025 to presentfactForm ADV
← Travis MattsonAdvisorregistration: current employment
Jun 9, 2025 to presentfactForm ADV
← Jonathan S Van KirkAdvisorregistration: current employment
Mar 5, 2025 to presentfactForm ADV
← Anna Megan ShoupAdvisorregistration: current employment
Feb 14, 2025 to presentfactForm ADV
← CODY WYATT CUMMINGSAdvisorregistration: current employment
Dec 12, 2024 to presentfactForm ADV
← RONALD ALLEN PETERSAdvisorregistration: current employment
Oct 21, 2024 to presentfactForm ADV
← LAINEY MAE HAUSERAdvisorregistration: current employment
Aug 17, 2024 to presentfactForm ADV
← Hayden DavidsonAdvisorregistration: current employment
Aug 17, 2024 to presentfactForm ADV
← Gretchen Elizabeth YoungAdvisorregistration: current employment
Jul 30, 2024 to presentfactForm ADV
← Meghan KellyAdvisorregistration: current employment
Jun 19, 2024 to presentfactForm ADV
← Elana YaffeAdvisorregistration: current employment
Mar 21, 2024 to presentfactForm ADV
← Kelly BurgerAdvisorregistration: current employment
Jan 17, 2024 to presentfactForm ADV
← Christopher Peter SuttmeierAdvisorregistration: current employment
Sep 28, 2023 to presentfactForm ADV
← Alejandro J RodriguezAdvisorregistration: current employment
Aug 8, 2023 to presentfactForm ADV
← Anne M VolkAdvisorregistration: current employment
Jun 1, 2023 to presentfactForm ADV
← RALPH A MAZZUOCCOLOAdvisorregistration: current employment
Sep 8, 2022 to presentfactForm ADV
← PETER MICHAEL KIZISAdvisorregistration: current employment
Aug 12, 2022 to presentfactForm ADV
← Liana Beth FreelandAdvisorregistration: current employment
May 26, 2022 to presentfactForm ADV
← JACQUELINE NYREE CLARK WIGFIELDAdvisorregistration: current employment
Dec 1, 2021 to presentfactForm ADV
← Keith P BehrmannAdvisorregistration: current employment
Oct 28, 2021 to presentfactForm ADV
← Zackary David LevineAdvisorregistration: current employment
Oct 15, 2021 to presentfactForm ADV
← CHAD RYAN CHUBBAdvisorregistration: current employment
Sep 20, 2021 to presentfactForm ADV
← Adam BrubakerAdvisorregistration: current employment
Sep 17, 2021 to presentfactForm ADV
← AMY BETH SANORAdvisorregistration: current employment
Jul 2, 2021 to presentfactForm ADV
← Cy TreasterAdvisorregistration: current employment
May 25, 2021 to presentfactForm ADV
and 50 more

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 21, 2025
Advisor changed firm
William T Allen left Vicus Capital, Inc. for Composition Wealth, Llc (registered 2025-11-11)
Form ADVobserved 5 days ago
Occurred
Feb 11, 2025
Team lift-out
2 advisors left Vicus Capital, Inc. (Charlotte, NC) for LPL Financial LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Feb 11, 2025
Advisor changed firm
Roger Theron Mcdonald left Vicus Capital, Inc. for Lpl Financial Llc (registered 2025-02-10)
Form ADVobserved 5 days ago
Occurred
Feb 11, 2025
Advisor changed firm
Mark Stephen Boynton Jr left Vicus Capital, Inc. for Lpl Financial Llc (registered 2025-02-10)
Form ADVobserved 5 days ago
Occurred
Jan 22, 2025
Advisor changed firm
David Michael Guyer left Vicus Capital, Inc. for Hornor, Townsend & Kent, Llc (registered 2025-03-24)
Form ADVobserved 5 days ago
Occurred
Sep 24, 2024
Advisor changed firm
Jason Marcieski left Vicus Capital, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-11-11)
Form ADVobserved 5 days ago
Occurred
May 2, 2024
Advisor changed firm
Gary Lee Beveridge left Vicus Capital, Inc. for Exeter Financial, Llc (registered 2024-05-01)
Form ADVobserved 5 days ago
Occurred
Mar 4, 2024
Advisor changed firm
Jennifer Diane Manthey left Vicus Capital, Inc. for Oneamerica Securities, Inc. (registered 2024-04-23)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Brae Adele Beggs left Vicus Capital, Inc. for Olio Financial Planning (registered 2024-08-14)
Form ADVobserved 5 days ago
Occurred
Sep 5, 2023
Team lift-out
3 advisors left Vicus Capital, Inc. (Marlton, NJ) for Equitable Advisors, LLC on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Sep 5, 2023
Advisor changed firm
Tamara Gwen Kukainis left Vicus Capital, Inc. for Equitable Advisors, Llc (registered 2023-09-07)
Form ADVobserved 5 days ago
Occurred
Sep 5, 2023
Advisor changed firm
Daniel Kukainis left Vicus Capital, Inc. for Equitable Advisors, Llc (registered 2023-09-07)
Form ADVobserved 5 days ago
Occurred
Sep 5, 2023
Advisor changed firm
Barbara Jean Pettit left Vicus Capital, Inc. for Equitable Advisors, Llc (registered 2023-09-07)
Form ADVobserved 5 days ago
Occurred
Sep 30, 2022
Advisor changed firm
Michael Scott Weisman left Vicus Capital, Inc. for Cetera Advisor Networks Llc (registered 2013-09-03)
Form ADVobserved 5 days ago
Occurred
Jun 2, 2022
Advisor changed firm
Devin Michael Williams left Vicus Capital, Inc. for Commonwealth Financial Network (registered 2023-11-17)
Form ADVobserved 5 days ago

Show 2 bookkeeping events

Occurred
Sep 18, 2026
Robert Jeffrey Berg registered as an investment adviser representative at Vicus Capital, Inc.
Occurred
Mar 20, 2020
Vicus Capital, Inc. reported 39 offices beyond its principal office, up from 33 (2019-03-19 to 2020-03-20)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7c96088-2163-ce78-638e-3cb73719ccbb
First observed: Mar 8, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VICUS CAPITAL, INC.

CRD 116021

STATE COLLEGE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7c96088-2163-ce78-638e-3cb73719ccbb

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RANDY THOMAS HOOVER

Certified Financial Planner

STATE COLLEGE, PA

n/a

yes

PAUL DAVID MORGIS

Certified Financial Planner|Chartered Financial Consultant

Lakeland, FL

n/a

yes

PETER ADAM OLDZIEY

Certified Financial Planner

DOVER, DE

n/a

yes

JOHN JOSEPH SULICK

n/a

BELLEFONTE, PA

n/a

yes

ANTHONY BRISELLI

n/a

MECHANICSBURG, PA

n/a

yes

FRANCIS XAVIER FAUBLE

Chartered Financial Consultant

Lewisburg, PA

yes

ALBERT DANIEL DAGOSTINO

n/a

MECHANICSBURG, PA

n/a

yes

DOUGLAS RICHARD CLELAN

Chartered Financial Consultant

CAMP HILL, PA

n/a

ROY KEITH DELOACH

n/a

Tampa, FL | Lakeland, FL

n/a

SCOTT EUGENE SHOUP

Certified Financial Planner

SEWICKLEY, PA

n/a

yes

GLENN HERMAN WILLIAMS

Chartered Financial Consultant

STATE COLLEGE, PA

n/a

yes

PETER BOWE MARMARAS

Certified Financial Planner|Chartered Financial Consultant

BETHLEHEM, PA

yes

CHRISTOPHER DONALD SMITH

n/a

BETHLEHEM, PA | Bedminster, NJ

yes

SCOTT JOHN PETRUCCI

Chartered Financial Consultant

St. Petersburg, FL

n/a

yes

JOHN CHRISTOPHER CORSO

Certified Financial Planner

State College, PA

n/a

yes

PAUL MASALSKI

Chartered Financial Consultant

PHOENIXVILLE, PA

n/a

yes

VINCENT BRUCE ANDERSON

n/a

Erie, PA

n/a

KIMBERLI JEAN CASNER

n/a

STATE COLLEGE, PA

n/a

yes

JOHN GLENNON MAZZOLA

n/a

LABADIE, MO

yes

FRANK DARDEN MOORE

n/a

Mifflinburg, PA

yes

CHRIS HOLCOMB

Certified Financial Planner

Columbia, MD

yes

JEFFERY JOSEPH CLOSZ

n/a

STATE COLLEGE, PA

yes

JENNIFER A NEWMAN

n/a

STATE COLLEGE, PA

n/a

yes

MICHAEL CHRISTOPHER ASSAD

n/a

BETHLEHEM, PA | BEDMINSTER, NJ

yes

ROBERT JOHN HINSON

n/a

STATE COLLEGE, PA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASNER, KIMBERLI, JEAN

CHIEF COMPLIANCE OFFICER

yes

02/2005

Mar 20, 2026

DARE, EDWARD, KRAMER

CHIEF FINANCIAL OFFICER

yes

01/2025

Mar 20, 2026

DARE, ERIC, KRAMER

PRESIDENT AND CEO PRESIDENT - FINANCE

yes

01/2010

Mar 20, 2026

WIGFIELD, JACQUELINE, NYREE CLARK

CHIEF OPERATIONS OFFICER

yes

01/2018

Mar 20, 2026

KAY, DAWN ELLEN

VICE PRESIDENT - FINANCE

yes

01/2014

Mar 14, 2014

Jun 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AARON SODEN

n/a

ANDREW KERN

n/a

BARRY HUNTER

n/a

BROCK LOWELL MCGLOTHIN

n/a

CHRISTOPHER NOVIELLO

n/a

DOUGLAS RICHARD CLELAN

n/a

GARY LEE BEVERIDGE

n/a

JOHN STEPHEN KOSTUKOVICH

n/a

KIM T. SCHOOLEY

n/a

RICHARD W. LEET

n/a

TIMOTHY D. GRUNSTRA

n/a

YVONNE LESLIE REITEMEYER

n/a

City

State

Country

Employees

Also broker-dealer

Bethlehem

United States

yes

CAMP HILL

United States

yes

Bridgewater

United States

yes

NEW YORK

United States

yes

Tampa

United States

Columbia

United States

yes

GROVE CITY

United States

yes

Dover

United States

yes

Miami

United States

yes

ST. PETERSBURG

United States

yes

Charlotte

United States

yes

Watertown

United States

yes

Bellefonte

United States

yes

Lakewood

United States

yes

Lewisburg

United States

yes

Mechanicsburg

United States

yes

Sewickley

United States

yes

n/a

yes

Lakeland

United States

yes

Columbia

United States

yes

Cleveland

United States

yes

Stroudsburg

United States

yes

Timonium

United States

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$3.0B

$2.9B

n/a

2024

Mar 24, 2025

$2.6B

$2.4B

n/a

2023

Mar 19, 2024

$2.3B

$2.1B

n/a

2022

Feb 24, 2023

$2.0B

$1.9B

n/a

2021

Feb 28, 2022

$2.3B

$2.1B

n/a

2020

Mar 17, 2021

$1.9B

$1.7B

n/a

2019

Mar 20, 2020

$1.8B

$1.4B

n/a

2018

Mar 19, 2019

$1.5B

$1.2B

n/a

2017

Mar 26, 2018

$1.4B

$1.2B

n/a

2016

Mar 24, 2017

$1.2B

$1.0B

n/a

2015

Mar 14, 2016

$1.1B

$940M

n/a

2014

Mar 16, 2015

$1.0B

$890M

n/a

2013

Mar 14, 2014

$855M

$690M

n/a

2012

Mar 13, 2013

$1.1B

$421M

n/a

2011

Mar 8, 2012

$988M

$503M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

1.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.0B

$2.6B

16.3%

$2.0B

14.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Feb 11, 2025

Feb 10, 2025

CHARLOTTE, NC

Team lift out

RIA to ibd

2.4%

EQUITABLE ADVISORS, LLC

Sep 5, 2023

Sep 7, 2023

MARLTON, NJ

Team lift out

RIA to ibd

3.8%

COMMONWEALTH FINANCIAL NETWORK

Oct 25, 2019

BETHLEHEM, PA

Team lift out

RIA to ibd

6.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NATIONWIDE SECURITIES, LLC

Oct 1, 2019

Oct 4, 2019

NEW MILFORD, PA

Team lift out

Other

2.7%

INTEGRATED WEALTH CONCEPTS LLC

Sep 6, 2018

Oct 3, 2018

CAMP HILL, PA

Team lift out

RIA to RIA

1.6%