DFX Intelligence

K•••••••• G•••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

K•••••••• G•••• P••••••••

Advisor at B••••• C•••• P•••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:510d4fd0-d2c9-32cb-fd18-4fe5152edb43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• C•••• P•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• C•••• P•••••••• L••	No RAUM reported	Jun 10, 2026	n/a	yes	SAN FRANCISCO, CA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jun 30, 2017	Jun 17, 2026	no	SAN FRANCISCO, CA\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	B••••• C•••• P•••••••• L••	Jun 17, 2026	Jun 10, 2026	-7	Firm change	Wirehouse to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	Jun 12, 2017	Jun 30, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:341584:CA:2026-06-17	Jun 17, 2026	Jun 10, 2026	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ B••••• C•••• P•••••••• L••Registered adviserregistration: current employment
Jun 10, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2017 to Jun 17, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 16, 2015 to Jun 12, 2017factForm ADV

Dated events

Occurred
Jun 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:510d4fd0-d2c9-32cb-fd18-4fe5152edb43
First observed: Jun 13, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.