DFX Intelligence
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Reading the graph
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Advisor at R•• W••••• P•••••••
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• W••••• P••••••• | Independent wealth | May 11, 2021 | n/a | yes | BOSTON, MA | Current employment |
| P•••••• W••••• A••••••• G•••• | Former SEC adviser | Feb 27, 2023 | Nov 8, 2023 | no | SAN RAFAEL, CA|Newton, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• W••••• A••••••• G•••• | n/a | Nov 8, 2023 | n/a | n/a | Departure no registered destination | Departure |
| S•••••••• A••••••• L•• | F••••••• P••••••• T•••• C••••••• F•• | Nov 2, 2009 | Apr 6, 2001 | -3,132 |
| F••••••• P••••••• T•••• C••••••• F•• | n/a | Apr 6, 2001 | Mar 28, 2007 | no | BOSTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jul 2, 1998 | Nov 2, 2009 | no | BOSTON, MA | Previous registration |
| Firm change after gap |
| Other |
| F••••••• P••••••• T•••• C••••••• F•• | R•• W••••• P••••••• | Mar 28, 2007 | May 11, 2021 | 5,158 | Firm change after gap | Other |