DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
Cottonwood Heights, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jun 23, 2026 | n/a | yes | Cottonwood Heights, UT | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jun 16, 2023 | Jun 3, 2026 | no | Denver, CO|SALT LAKE CITY, UT|Bountiful, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | R•••••• J•••• • A••••••••• I••• | Jun 3, 2026 | Jun 23, 2026 | 20 | Firm change | Wirehouse to ibd |
| S•••••••• A••••••• L•• | U•• F•••••••• S••••••• I••• | Apr 21, 2015 | Jun 16, 2023 |
| S•••••••• A••••••• L•• | National bd RIA | May 11, 2011 | Apr 21, 2015 | no | SALT LAKE CITY, UT | Previous registration |
| K••• C•••••• A•••••••• L•• | Former SEC adviser | Oct 8, 2009 | Jan 13, 2011 | no | DRAPER, UT | Previous registration |
| 2,978 |
| Firm change after gap |
| Ibd to wirehouse |
| K••• C•••••• A•••••••• L•• | S•••••••• A••••••• L•• | Jan 13, 2011 | May 11, 2011 | 118 | Firm change | Other |