DFX Intelligence

K••• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

K••• C•••••• A•••••••• L••

CRD 131000

DRAPER, UT

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Search this name across graphsid dfx:ria:89da86db-490b-f392-ffbf-6ff326076ce7

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 1
On other graphs: 1
Observed: Mar 8, 2012 to Mar 29, 2018
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K••• C•••••• A•••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $41.8M••• Locked
Discretionary RAUM: $5.1M
Private client RAUM: $41.8Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K••• O••••••••• F•••• L•	Private Equity Fund	$4.6M	Mar 29, 2018	20	Mar 8, 2012	reported	021-158647
A••••• S•••••••• F•••• L••	Private Equity Fund	$2.0M	Apr 23, 2012

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• B•••••• D•••	MANAGING MEMBER & CHIEF EXECUTIVE OFFICER	Na	yes	04/2009	Mar 8, 2012	Mar 29, 2018
B••••• I••••••••• L••	MANAGING PARTNER	D	yes	01/2006	Mar 27, 2014	Mar 29, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• P•••••••• L••	n/a	Institutional manager	$1237B	N	yes	n/a
C••••••••• S••••••••• L•••	n/a	Former SEC adviser	$116B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$41.8M	$199M	-79.0%	$153M	-35.2%	3	9	0	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••••••	4	Dec 31, 2017	Feb 2, 2018	DRAPER, UT	Firm absorbed	Other	57.1%
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	3	Apr 10, 2015

Relationships

Affiliated with (3)

→ C••••••• F•••••••• A•••••••Registered adviserbroker-dealer, common control
factForm ADV
→ C•••••••Registered adviserother investment adviser, common control
factForm ADV
→ W•••• I••••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (3)

→ K••• P•••• F•••• L••

Dated events

Occurred
Mar 29, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-157M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89da86db-490b-f392-ffbf-6ff326076ce7
First observed: Mar 8, 2012
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.