DFX Intelligence

E••••• N••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

E••••• N••• D•••••

Advisor at M•• A•••••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:511c5b91-c468-8410-5601-a15621da5921

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••••••	Independent wealth	Jan 10, 2025	n/a	yes	CHARLOTTE, NC	Current employment
E••• C•••••• G••••• L••	Former SEC adviser	Nov 16, 2018	Jan 15, 2025	no	Charlotte, NC\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••• C•••••• G••••• L••	M•• A•••••••	Jan 15, 2025	Jan 10, 2025	-5	Firm change	RIA to RIA
P••••• F••••••••	E••• C•••••• G••••• L••	Apr 10, 2014	Nov 16, 2018

Relationships

Registered with (3)

→ M•• A•••••••Registered adviserregistration: current employment
Jan 10, 2025 to presentfactForm ADV
→ E••• C•••••• G••••• L••Registered adviserregistration: previous registration
Nov 16, 2018 to Jan 15, 2025factForm ADV
→ P••••• F••••••••Registered adviserregistration: previous registration
Nov 15, 2013 to Apr 10, 2014factForm ADV

Dated events

Occurred
Jan 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:511c5b91-c468-8410-5601-a15621da5921
First observed: Nov 15, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.