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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MBL ADVISORS

MBL WEALTH, LLC, CRD 305176

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f07be24d-a520-f26d-3041-c778fc42bb3c

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 5
On other graphs: 0
Observed: Oct 8, 2019 to Mar 11, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $142Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,156
Individual clients: 28
High net worth clients: 242
Custody, client assets: $263M
SEC number: 801-117591
CRD: 305176
Filings on the tape: 15
First filed: Oct 8, 2019
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, NC
Website: mbl-advisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LUTHER AMOS LOCKWOOD	Chartered Financial Consultant	CHARLOTTE, NC	6	35	n/a	yes
Jonathan Warner Dry	Certified Financial Planner	CHARLOTTE, NC	6	22	2	yes
Brian Joseph Gift	Chartered Financial Analyst	CHARLOTTE, NC	6	20	1	no
William Read Morton	n/a	CHARLOTTE, NC	6	14	1	yes
TAYLOR CHRISTOPHER WADE	Certified Financial Planner	CHARLOTTE, NC	4	13	1	no
Michael Andrew Grimes	Chartered Financial Analyst	CHARLOTTE, NC	4	14	n/a	no
Miranda Faith Silinski	Certified Financial Planner	CHARLOTTE, NC	4	13	n/a	no
Thomas Mack	Chartered Financial Analyst	CHARLOTTE, NC	3	12	n/a	no
EDWARD NEAL DEATON	Certified Financial Planner	CHARLOTTE, NC	1	20	2	no
WILLIAM LUTHER PIERCE	n/a	CHARLOTTE, NC	0	43	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Dry, Jonathan, Warner	CHIEF STRATEGY OFFICER	C	yes	10/2019	Mar 11, 2026	Mar 11, 2026
Gift, Brian, Joseph	CHIEF INVESTMENT OFFICER	C	yes	10/2019	Mar 11, 2026	Mar 11, 2026
LOCKWOOD, LUTHER, AMOS	CHIEF EXECUTIVE OFFICER	Na	yes	10/2019	Mar 11, 2026	Mar 11, 2026
MARCINIAK, STEPHEN, MICHAEL	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	Na	yes	01/2023	Mar 11, 2026	Mar 11, 2026
Morton, William, Read	President	C	yes	10/2019	Mar 11, 2026	Mar 11, 2026
LOCKWOOD, LUTHER, AMOS	MANAGING MEMBER	E	yes	10/2019	Oct 8, 2019	Feb 27, 2024
THE LOCKWOOD ORGANIZATION, LLC	Owner	D	yes	10/2019	Jan 31, 2022	Feb 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MBL ADVISORS INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 11, 2026	$1.4B	$1.4B	14	10	n/a	n/a
2024	Mar 10, 2025	$1.1B	$1.1B	13	10	n/a	n/a
2023	Feb 27, 2024	$946M	$946M	10	10	n/a	n/a
2022	Mar 20, 2023	$732M	$732M	10	10	n/a	n/a
2021	Jan 31, 2022	$722M	$722M	9	9	n/a	n/a
2020	Mar 12, 2021	$487M	$487M	8	8	n/a	n/a
2019	Mar 4, 2020	$259M	$257M	7	7	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.1B	24.5%	$732M	24.8%	14	13	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Aug 3, 2018	Nov 13, 2019	CHARLOTTE, NC	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (10)

← WILLIAM LUTHER PIERCEAdvisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV
← EDWARD NEAL DEATONAdvisorregistration: current employment
Jan 10, 2025 to presentfactForm ADV
← Thomas MackAdvisorregistration: current employment
Mar 16, 2023 to presentfactForm ADV
← Miranda Faith SilinskiAdvisorregistration: current employment
Sep 8, 2022 to presentfactForm ADV
← Michael Andrew GrimesAdvisorregistration: current employment
Jul 19, 2022 to presentfactForm ADV
← TAYLOR CHRISTOPHER WADEAdvisorregistration: current employment
Jan 14, 2022 to presentfactForm ADV
← LUTHER AMOS LOCKWOODAdvisorregistration: current employment
Nov 13, 2019 to presentfactForm ADV
← Jonathan Warner DryAdvisorregistration: current employment
Nov 13, 2019 to presentfactForm ADV
← Brian Joseph GiftAdvisorregistration: current employment
Nov 13, 2019 to presentfactForm ADV
← William Read MortonAdvisorregistration: current employment
Nov 13, 2019 to presentfactForm ADV

Controls (6)

← LOCKWOOD, LUTHER, AMOSOwnerMANAGING MEMBER, ownership code E, individual
Oct 8, 2019 to Feb 27, 2024factForm ADV
← MARCINIAK, STEPHEN, MICHAELOwnerCHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER, ownership code NA, individual
Jan 31, 2023 to Feb 27, 2024factForm ADV
← Dry, Jonathan, WarnerOwnerCHIEF STRATEGY OFFICER, ownership code C, individual
Oct 8, 2019 to Feb 27, 2024factForm ADV
← Gift, Brian, JosephOwnerCHIEF INVESTMENT OFFICER, ownership code C, individual
Oct 8, 2019 to Feb 27, 2024factForm ADV
← Morton, William, ReadOwnerPRESIDENT, ownership code C, individual
Oct 8, 2019 to Feb 27, 2024factForm ADV
← THE LOCKWOOD ORGANIZATION, LLCOwnerOWNER, ownership code D, domestic entity
Jan 31, 2022 to Feb 27, 2024factForm ADV

Moved with (1)

← MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviser2 advisors, team lift out, same day
Aug 3, 2018 to Nov 13, 2019factForm ADV

Dated events

Occurred
Feb 27, 2024
Regulatory AUM changed
Mbl Advisors reported RAUM $946.2M, up 29% from $731.8M (2023-03-20 to 2024-02-27)
Form ADVobserved 6 days ago
$214M
Occurred
Jan 31, 2023
Control person joined
Michael Stephen Marciniak (Chief Compliance Officer/Chief Operating Officer) appeared on Schedule A of Mbl Advisors
Form ADVobserved 6 days ago
Occurred
Jan 31, 2022
Regulatory AUM changed
Mbl Advisors reported RAUM $722.2M, up 48% from $487.3M (2021-03-12 to 2022-01-31)
Form ADVobserved 6 days ago
$235M
Occurred
Mar 12, 2021
Regulatory AUM changed
Mbl Advisors reported RAUM $487.3M, up 88% from $258.6M (2020-07-13 to 2021-03-12)
Form ADVobserved 6 days ago
$229M
Occurred
Oct 8, 2019
First Form ADV filing
Mbl Wealth, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f07be24d-a520-f26d-3041-c778fc42bb3c
First observed: Oct 8, 2019
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MBL ADVISORS

MBL WEALTH, LLC, CRD 305176

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f07be24d-a520-f26d-3041-c778fc42bb3c

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:43 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LUTHER AMOS LOCKWOOD

Chartered Financial Consultant

CHARLOTTE, NC

n/a

yes

Jonathan Warner Dry

Certified Financial Planner

CHARLOTTE, NC

yes

Brian Joseph Gift

Chartered Financial Analyst

CHARLOTTE, NC

William Read Morton

n/a

CHARLOTTE, NC

yes

TAYLOR CHRISTOPHER WADE

Certified Financial Planner

CHARLOTTE, NC

Michael Andrew Grimes

Chartered Financial Analyst

CHARLOTTE, NC

n/a

Miranda Faith Silinski

Certified Financial Planner

CHARLOTTE, NC

n/a

Thomas Mack

Chartered Financial Analyst

CHARLOTTE, NC

n/a

EDWARD NEAL DEATON

Certified Financial Planner

CHARLOTTE, NC

WILLIAM LUTHER PIERCE

n/a

CHARLOTTE, NC

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Dry, Jonathan, Warner

CHIEF STRATEGY OFFICER

yes

10/2019

Mar 11, 2026

Gift, Brian, Joseph

CHIEF INVESTMENT OFFICER

yes

10/2019

Mar 11, 2026

LOCKWOOD, LUTHER, AMOS

CHIEF EXECUTIVE OFFICER

yes

10/2019

Mar 11, 2026

MARCINIAK, STEPHEN, MICHAEL

CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER

yes

01/2023

Mar 11, 2026

Morton, William, Read

President

yes

10/2019

Mar 11, 2026

LOCKWOOD, LUTHER, AMOS

MANAGING MEMBER

yes

10/2019

Oct 8, 2019

Feb 27, 2024

THE LOCKWOOD ORGANIZATION, LLC

Owner

yes

10/2019

Jan 31, 2022

Feb 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MBL ADVISORS INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$1.4B

n/a

2024

Mar 10, 2025

$1.1B

n/a

2023

Feb 27, 2024

$946M

n/a

2022

Mar 20, 2023

$732M

n/a

2021

Jan 31, 2022

$722M

n/a

2020

Mar 12, 2021

$487M

n/a

2019

Mar 4, 2020

$259M

$257M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.1B

24.5%

$732M

24.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 3, 2018

Nov 13, 2019

CHARLOTTE, NC

Team lift out

Wirehouse to new firm

0.0%