DFX Intelligence
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Reading the graph
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Advisor at B••••• W•••••• L••
MCLEAN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••• W•••••• L•• | Independent wealth | Aug 8, 2024 | n/a | yes | MCLEAN, VA | Current employment |
| 4• W••••• M••••••••• L•• | Independent wealth | Mar 6, 2023 | Jul 22, 2024 | no | VIENNA, VA|MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 4• W••••• M••••••••• L•• | B••••• W•••••• L•• | Jul 22, 2024 | Aug 8, 2024 | 17 | Firm change | RIA to RIA |
| B••••• W•••••• L•• | 4• W••••• M••••••••• L•• | Feb 13, 2023 | Mar 6, 2023 |
| B••••• W•••••• L•• | Independent wealth | Oct 26, 2022 | Feb 13, 2023 | no | MCLEAN, VA | Previous registration |
| W••••••••• F•••••••• S•••••••• L•• | Former SEC adviser | Mar 31, 2006 | May 30, 2008 | no | NORFOLK, VA | Previous registration |
| U••• I••••••••• S••••••• C•••••• | No RAUM reported | Feb 17, 2004 | Oct 13, 2005 | no | SAN ANTONIO, TX | Previous registration |
| Firm change |
| RIA to RIA |
| W••••••••• F•••••••• S•••••••• L•• | B••••• W•••••• L•• | May 30, 2008 | Oct 26, 2022 | 5,262 | Firm change after gap | Other |
| U••• I••••••••• S••••••• C•••••• | W••••••••• F•••••••• S•••••••• L•• | Oct 13, 2005 | Mar 31, 2006 | 169 | Firm change | Other |