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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

BOGART WEALTH, LLC

CRD 283886

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf664270-e1b4-4755-fb67-b9a5dde649ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 19
On other graphs: 0
Observed: May 25, 2016 to Sep 14, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $3.2BItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $3.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 25
RAUM per advisor: $128Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 50
Advisory employees: 29
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 6,635
Individual clients: 720
High net worth clients: 722
Custody, client assets: $387M
SEC number: 801-107912
CIK: 1715740
CRD: 283886
Filings on the tape: 51
First filed: May 25, 2016
Latest filed: Sep 14, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES EDWARD BOGART	Certified Financial Planner\|Chartered Financial Consultant	Miami Beach, FL \| MCLEAN, VA \| Vienna, VA \| THE WOODLANDS, TX	10	19	4	no
PETER KNOER	Certified Financial Planner	Houston, TX \| MCLEAN, VA	10	13	2	no
MICHAEL PATRICK DUFFY	n/a	Fairfax, VA \| MCLEAN, VA	10	12	2	no
NELL RICHESON CORDICK	Certified Financial Planner	MCLEAN, VA	6	24	3	no
MICHAEL BENITO CAMARA	Certified Financial Planner	MCLEAN, VA \| THE WOODLANDS, TX \| Spring, TX	5	19	3	no
Sydney Rutledge	Certified Financial Planner	MCLEAN, VA \| The Woodlands, TX \| Conroe, TX	4	10	n/a	no
MISTY LYNN GARZA	Certified Financial Planner	Houston, TX \| Sugar Land, TX \| MCLEAN, VA	4	26	3	no
BRIAN PAUL WINDSOR	Certified Financial Planner	Vienna, VA \| MCLEAN, VA	4	19	3	no
MORGAN BAKER VETH	Certified Financial Planner	Falls Church, VA \| MCLEAN, VA	4	19	2	no
DANIEL EVANS	Certified Financial Planner	MCLEAN, VA \| The Woodlands, TX	3	12	2	no
Patrick J Marcinko	Certified Financial Planner	MCLEAN, VA	3	10	n/a	no
Nicolas Anthony Conforti	Certified Financial Planner	MCLEAN, VA	3	13	n/a	no
SUZANNE ELIZABETH KELLOGG	n/a	MCLEAN, VA \| Alexandria, VA	3	12	2	no
AMANDA M MUSE	Certified Financial Planner	Houston, TX \| THE WOODLANDS, TX \| MCLEAN, VA	2	12	2	no
Chaz Harrison Billak	Certified Financial Planner	MCLEAN, VA	2	12	n/a	no
Sandra Lombrano Terronez	Certified Financial Planner	MCLEAN, VA	2	22	4	no
GERALDO FLORES OLIVO	Certified Financial Planner	Houston, TX \| MCLEAN, VA \| The Woodlands, TX	1	11	5	no
Victoria Elizabeth Holcom	Certified Financial Planner	MCLEAN, VA	1	13	n/a	no
Nathan James Vandemeulebroecke	Certified Financial Planner	MCLEAN, VA	1	11	n/a	no
Austin Hilscher	Certified Financial Planner	The Woodlands, TX \| MCLEAN, VA	1	10	2	no
ALLEN CHARLES EICKELBERG	Certified Financial Planner	MCLEAN, VA	0	15	1	no
Carrie Helene Malatesta	Certified Financial Planner	MCLEAN, VA	0	13	1	no
Thomas Augustine Kellogg	Certified Financial Planner	MCLEAN, VA	0	10	n/a	no
ELISE KATHRYN WENTE	Certified Financial Planner	MCLEAN, VA	0	10	n/a	no
John Nicholas David	Certified Financial Planner	Houston, TX \| MCLEAN, VA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOGART WEALTH MIDCO, LLC	Member	E	yes	01/2025	Sep 14, 2026	Sep 14, 2026
BOGART, JAMES, EDWARD	CHIEF EXECUTIVE OFFICER, TREASURER AND SECRETARY	Na	yes	06/2016	Sep 14, 2026	Sep 14, 2026
CONTI, DOMENICO	Controller	Na	yes	08/2025	Sep 14, 2026	Sep 14, 2026
DUBAY, MICHELLE, ANNE	CHIEF ADMINISTRATIVE OFFICER	Na	yes	11/2025	Sep 14, 2026	Sep 14, 2026
EICKELBERG, ALLEN, CHARLES	CHIEF OPERATING OFFICER	Na	yes	11/2025	Sep 14, 2026	Sep 14, 2026
FUHRMAN, JEFFREY, MARC	President	Na	yes	02/2025	Sep 14, 2026	Sep 14, 2026
KELLOGG, SUZANNE, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	01/2025	Sep 14, 2026	Sep 14, 2026
SPENCER, ALEKSANDR, C	CHIEF INVESTMENT OFFICER	Na	yes	01/2022	Sep 14, 2026	Sep 14, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
THE WOODLANDS	TX	United States	4	no
Houston	TX	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$3.2B	$2.5B	50	29	3	n/a	n/a
2024	Mar 12, 2025	$2.7B	$2.1B	41	23	2	n/a	n/a
2023	Mar 6, 2024	$2.6B	$1.8B	36	20	3	n/a	n/a
2022	Mar 2, 2023	$2.3B	$1.5B	28	16	3	n/a	n/a
2021	Mar 15, 2022	$1.9B	$1.4B	21	11	2	n/a	n/a
2020	Mar 16, 2021	$1.3B	$1.1B	19	10	2	n/a	n/a
2019	Mar 5, 2020	$947M	$646M	13	7	2	n/a	n/a
2018	Mar 12, 2019	$748M	$517M	8	7	2	n/a	n/a
2017	Feb 7, 2018	$709M	$485M	12	8	2	n/a	n/a
2016	Mar 2, 2017	$495M	$353M	12	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	6	-4	24.0%	0	1	0	9	9

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.2B	$2.7B	19.1%	$2.3B	11.8%	50	41	3	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MORGAN STANLEY	3	Jul 15, 2016	Aug 22, 2016	MCLEAN, VA	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (39)

← John Nicholas DavidAdvisorregistration: current employment
Jul 3, 2026 to presentfactForm ADV
← Thomas Augustine KelloggAdvisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← ELISE KATHRYN WENTEAdvisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← Carrie Helene MalatestaAdvisorregistration: current employment
Jan 8, 2026 to presentfactForm ADV
← ALLEN CHARLES EICKELBERGAdvisorregistration: current employment
Nov 19, 2025 to presentfactForm ADV
← Austin HilscherAdvisorregistration: current employment
Jun 17, 2025 to presentfactForm ADV
← Nathan James VandemeulebroeckeAdvisorregistration: current employment
Jun 3, 2025 to presentfactForm ADV
← Victoria Elizabeth HolcomAdvisorregistration: current employment
May 14, 2025 to presentfactForm ADV
← GERALDO FLORES OLIVOAdvisorregistration: current employment
Apr 9, 2025 to presentfactForm ADV
← Sandra Lombrano TerronezAdvisorregistration: previous registration
Oct 26, 2022 to Feb 13, 2023factForm ADV
← Chaz Harrison BillakAdvisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← AMANDA M MUSEAdvisorregistration: current employment
Dec 14, 2023 to presentfactForm ADV
← SUZANNE ELIZABETH KELLOGGAdvisorregistration: current employment
Jul 27, 2023 to presentfactForm ADV
← Nicolas Anthony ConfortiAdvisorregistration: current employment
Jun 27, 2023 to presentfactForm ADV
← Patrick J MarcinkoAdvisorregistration: current employment
Oct 26, 2022 to presentfactForm ADV
← DANIEL EVANSAdvisorregistration: current employment
Oct 21, 2022 to presentfactForm ADV
← MORGAN BAKER VETHAdvisorregistration: current employment
Jul 12, 2022 to presentfactForm ADV
← MISTY LYNN GARZAAdvisorregistration: current employment
May 5, 2022 to presentfactForm ADV
← BRIAN PAUL WINDSORAdvisorregistration: current employment
May 5, 2022 to presentfactForm ADV
← Sydney RutledgeAdvisorregistration: current employment
Apr 28, 2022 to presentfactForm ADV
← MICHAEL BENITO CAMARAAdvisorregistration: current employment
Nov 13, 2020 to presentfactForm ADV
← NELL RICHESON CORDICKAdvisorregistration: current employment
Apr 8, 2020 to presentfactForm ADV
← MICHAEL PATRICK DUFFYAdvisorregistration: current employment
Aug 22, 2016 to presentfactForm ADV
← JAMES EDWARD BOGARTAdvisorregistration: previous registration
Jun 20, 2016 to Jun 20, 2016factForm ADV
← PETER KNOERAdvisorregistration: current employment
Jun 20, 2016 to presentfactForm ADV
← TORRY Lyons DellAdvisorregistration: previous registration
Apr 14, 2025 to Jul 10, 2026factForm ADV
← Saro E GahimaAdvisorregistration: previous registration
Apr 7, 2024 to Mar 27, 2026factForm ADV
← Harrison Cleve McQuaigAdvisorregistration: previous registration
Dec 9, 2025 to Mar 26, 2026factForm ADV
← Grayson Michael KirbyAdvisorregistration: previous registration
Feb 7, 2025 to Oct 22, 2025factForm ADV
← Adam James PlattAdvisorregistration: previous registration
Aug 27, 2025 to Oct 3, 2025factForm ADV
and 9 more

Controls (3)

← DUBAY, MICHELLE, ANNEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Feb 7, 2018 to Oct 21, 2024factForm ADV
← SPENCER, ALEKSANDR, COwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 15, 2022 to Oct 21, 2024factForm ADV
← BOGART, JAMES, EDWARDOwnerCHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER, ownership code E, individual
Jun 20, 2016 to Oct 21, 2024factForm ADV

Moved with (1)

← MORGAN STANLEYRegistered adviser3 advisors, team lift out, same day
Jul 15, 2016 to Aug 22, 2016factForm ADV

Dated events

Occurred
Jul 10, 2026
Advisor changed firm
Torry Lyons Dell left Bogart Wealth, Llc for Edelman Financial Engines (registered 2026-07-16)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2026
Advisor changed firm
Saro E Gahima left Bogart Wealth, Llc for Robert W. Baird & Co. Incorporated (registered 2026-04-03)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2026
Advisor changed firm
Harrison Cleve Mcquaig left Bogart Wealth, Llc for Rothschild Capital Partners (registered 2026-04-06)
Form ADVobserved 4 days ago
Occurred
Oct 22, 2025
Advisor changed firm
Grayson Michael Kirby left Bogart Wealth, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-03-19)
Form ADVobserved 4 days ago
Occurred
Oct 3, 2025
Advisor changed firm
Adam James Platt left Bogart Wealth, Llc for Kendall Capital Management (registered 2025-10-24)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2024
Advisor changed firm
Kelly Kaczmarek left Bogart Wealth, Llc for Ameriprise Financial Services, Llc (registered 2024-07-25)
Form ADVobserved 4 days ago
Occurred
Jun 4, 2024
Advisor changed firm
Jason Michael Gulosh left Bogart Wealth, Llc for Edelman Financial Engines (registered 2024-09-18)
Form ADVobserved 4 days ago
Occurred
Nov 2, 2023
Advisor changed firm
Jennifer Adonelia Mascarenas left Bogart Wealth, Llc for Steigerwald, Gordon & Koch - Wealth Advisors (registered 2024-06-06)
Form ADVobserved 4 days ago
Occurred
Feb 13, 2023
Advisor changed firm
Sandra Lombrano Terronez left Bogart Wealth, Llc for 4J Wealth Management, Llc (registered 2023-03-06)
Form ADVobserved 4 days ago
Occurred
Oct 31, 2022
Advisor changed firm
William Alexander Moir left Bogart Wealth, Llc for Osaic Wealth, Inc. (registered 2022-11-15)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2022
Advisor changed firm
Mark Kuniholm left Bogart Wealth, Llc for Allworth Financial, L.P. (registered 2022-08-11)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2022
Advisor changed firm
Faye Sylvia Lawrence left Bogart Wealth, Llc for Osaic Wealth, Inc. (registered 2022-03-23)
Form ADVobserved 4 days ago
Occurred
Mar 15, 2022
Regulatory AUM changed
Bogart Wealth, Llc reported RAUM $1.9B, up 47% from $1.3B (2021-10-18 to 2022-03-15)
Form ADVobserved 4 days ago
$613M
Occurred
Mar 15, 2022
Control person joined
C Aleksandr Spencer (Chief Investment Officer) appeared on Schedule A of Bogart Wealth, Llc
Form ADVobserved 4 days ago
Occurred
Mar 16, 2021
Regulatory AUM changed
Bogart Wealth, Llc reported RAUM $1.3B, up 38% from $947.5M (2020-10-14 to 2021-03-16)
Form ADVobserved 4 days ago
$364M
Occurred
Jun 10, 2020
Control person left
John Brian Bogart (Member) no longer on Schedule A of Bogart Wealth, Llc (listed 2020-03-05, absent 2020-06-10)
Form ADVobserved 4 days ago
Occurred
Mar 5, 2020
Regulatory AUM changed
Bogart Wealth, Llc reported RAUM $947.5M, up 27% from $748.1M (2020-01-07 to 2020-03-05)
Form ADVobserved 4 days ago
$199M
Occurred
Feb 7, 2018
Regulatory AUM changed
Bogart Wealth, Llc reported RAUM $708.6M, up 43% from $494.5M (2017-09-21 to 2018-02-07)
Form ADVobserved 4 days ago
$214M
Occurred
May 25, 2016
First Form ADV filing
Annabelle Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf664270-e1b4-4755-fb67-b9a5dde649ea
First observed: May 25, 2016
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BOGART WEALTH, LLC

CRD 283886

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf664270-e1b4-4755-fb67-b9a5dde649ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES EDWARD BOGART

Certified Financial Planner|Chartered Financial Consultant

Miami Beach, FL | MCLEAN, VA | Vienna, VA | THE WOODLANDS, TX

PETER KNOER

Certified Financial Planner

Houston, TX | MCLEAN, VA

MICHAEL PATRICK DUFFY

n/a

Fairfax, VA | MCLEAN, VA

NELL RICHESON CORDICK

Certified Financial Planner

MCLEAN, VA

MICHAEL BENITO CAMARA

Certified Financial Planner

MCLEAN, VA | THE WOODLANDS, TX | Spring, TX

Sydney Rutledge

Certified Financial Planner

MCLEAN, VA | The Woodlands, TX | Conroe, TX

n/a

MISTY LYNN GARZA

Certified Financial Planner

Houston, TX | Sugar Land, TX | MCLEAN, VA

BRIAN PAUL WINDSOR

Certified Financial Planner

Vienna, VA | MCLEAN, VA

MORGAN BAKER VETH

Certified Financial Planner

Falls Church, VA | MCLEAN, VA

DANIEL EVANS

Certified Financial Planner

MCLEAN, VA | The Woodlands, TX

Patrick J Marcinko

Certified Financial Planner

MCLEAN, VA

n/a

Nicolas Anthony Conforti

Certified Financial Planner

MCLEAN, VA

n/a

SUZANNE ELIZABETH KELLOGG

n/a

MCLEAN, VA | Alexandria, VA

AMANDA M MUSE

Certified Financial Planner

Houston, TX | THE WOODLANDS, TX | MCLEAN, VA

Chaz Harrison Billak

Certified Financial Planner

MCLEAN, VA

n/a

Sandra Lombrano Terronez

Certified Financial Planner

MCLEAN, VA

GERALDO FLORES OLIVO

Certified Financial Planner

Houston, TX | MCLEAN, VA | The Woodlands, TX

Victoria Elizabeth Holcom

Certified Financial Planner

MCLEAN, VA

n/a

Nathan James Vandemeulebroecke

Certified Financial Planner

MCLEAN, VA

n/a

Austin Hilscher

Certified Financial Planner

The Woodlands, TX | MCLEAN, VA

ALLEN CHARLES EICKELBERG

Certified Financial Planner

MCLEAN, VA

Carrie Helene Malatesta

Certified Financial Planner

MCLEAN, VA

Thomas Augustine Kellogg

Certified Financial Planner

MCLEAN, VA

n/a

ELISE KATHRYN WENTE

Certified Financial Planner

MCLEAN, VA

n/a

John Nicholas David

Certified Financial Planner

Houston, TX | MCLEAN, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOGART WEALTH MIDCO, LLC

Member

yes

01/2025

Sep 14, 2026

BOGART, JAMES, EDWARD

CHIEF EXECUTIVE OFFICER, TREASURER AND SECRETARY

yes

06/2016

Sep 14, 2026

CONTI, DOMENICO

Controller

yes

08/2025

Sep 14, 2026

DUBAY, MICHELLE, ANNE

CHIEF ADMINISTRATIVE OFFICER

yes

11/2025

Sep 14, 2026

EICKELBERG, ALLEN, CHARLES

CHIEF OPERATING OFFICER

yes

11/2025

Sep 14, 2026

FUHRMAN, JEFFREY, MARC

President

yes

02/2025

Sep 14, 2026

KELLOGG, SUZANNE, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

01/2025

Sep 14, 2026

SPENCER, ALEKSANDR, C

CHIEF INVESTMENT OFFICER

yes

01/2022

Sep 14, 2026

City

State

Country

Employees

Also broker-dealer

THE WOODLANDS

United States

Houston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$3.2B

$2.5B

n/a

2024

Mar 12, 2025

$2.7B

$2.1B

n/a

2023

Mar 6, 2024

$2.6B

$1.8B

n/a

2022

Mar 2, 2023

$2.3B

$1.5B

n/a

2021

Mar 15, 2022

$1.9B

$1.4B

n/a

2020

Mar 16, 2021

$1.3B

$1.1B

n/a

2019

Mar 5, 2020

$947M

$646M

n/a

2018

Mar 12, 2019

$748M

$517M

n/a

2017

Feb 7, 2018

$709M

$485M

n/a

2016

Mar 2, 2017

$495M

$353M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

24.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.2B

$2.7B

19.1%

$2.3B

11.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MORGAN STANLEY

Jul 15, 2016

Aug 22, 2016

MCLEAN, VA

Team lift out

Wirehouse to new firm

0.0%