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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

SCHAFFER & COMPANY ASSET MANAGEMENT, INC.

CRD 138463

JACKSONVILLE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51287f7b-6d06-3788-d0d8-ccf91af2b86d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Apr 7, 2015 to Mar 31, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $90.8MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $90.8M
Private client RAUM: $90.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 562
Individual clients: 262
High net worth clients: 38
Custody, client assets: $8.1M
SEC number: 801-92168
CRD: 138463
Filings on the tape: 19
First filed: Apr 7, 2015
Latest filed: Mar 31, 2026
Organised: Corporation, FL
Website: gregoryschaffer.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHAFFER, GREGORY, LEE	President	E	yes	11/2005	Apr 7, 2015	Mar 30, 2024
COCUZZI, DAVID, M	CHIEF COMPLIANCE OFFICER	Na	no	04/2015	Jul 22, 2015	Mar 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GREGORY L. SCHAFFER	n/a	n/a	n/a	Y	yes	n/a
GREGORY L. SCHAFFER	n/a	n/a	n/a	Y	yes	n/a
GREGORY L. SCHAFFER	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$90.8M	$90.8M	1	1	1	n/a	n/a
2024	Mar 31, 2025	$70.0M	$70.0M	1	1	0	n/a	n/a
2023	Mar 30, 2024	$62.8M	$62.8M	1	1	0	n/a	n/a
2022	Apr 3, 2023	$63.1M	$63.1M	2	1	0	n/a	n/a
2021	Mar 31, 2022	$60.9M	$60.9M	3	2	0	n/a	n/a
2020	Mar 31, 2021	$49.2M	$49.2M	2	1	0	n/a	n/a
2019	Jun 26, 2020	$43.6M	$43.6M	2	1	0	n/a	n/a
2018	Mar 30, 2019	$36.2M	$36.2M	2	1	0	n/a	n/a
2017	Mar 28, 2018	$36.7M	$36.7M	2	1	0	n/a	n/a
2016	Mar 30, 2017	$29.2M	$29.2M	2	1	n/a	n/a	n/a
2015	Mar 31, 2016	$25.2M	$25.2M	2	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$90.8M	$70.0M	29.6%	$63.1M	12.9%	1	1	1	0

Relationships

Controls (1)

← SCHAFFER, GREGORY, LEEOwnerPRESIDENT, ownership code E, individual
Apr 7, 2015 to Mar 30, 2024factForm ADV

Owns (1)

← COCUZZI, DAVID, MOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 22, 2015 to Mar 30, 2024factForm ADV

Registered with (1)

← Ryan Matthew CzamaraAdvisorregistration: previous registration
Mar 31, 2022 to Mar 31, 2023factForm ADV

Dated events

Occurred
Mar 31, 2025
Succession filed (Item 4)
Schaffer & Company Asset Management, Inc. reported succeeding to the business of Schaffer & Company Asset Management, Inc. (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Ryan Matthew Czamara left Schaffer & Company Asset Management, Inc. for Private Advisor Group, Llc (registered 2024-05-03)
Form ADVobserved 4 days ago
Occurred
Apr 7, 2015
First Form ADV filing
Schaffer & Company Asset Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51287f7b-6d06-3788-d0d8-ccf91af2b86d
First observed: Apr 7, 2015
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHAFFER & COMPANY ASSET MANAGEMENT, INC.

CRD 138463

JACKSONVILLE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51287f7b-6d06-3788-d0d8-ccf91af2b86d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHAFFER, GREGORY, LEE

President

yes

11/2005

Apr 7, 2015

Mar 30, 2024

COCUZZI, DAVID, M

CHIEF COMPLIANCE OFFICER

04/2015

Jul 22, 2015

Mar 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GREGORY L. SCHAFFER

n/a

yes

n/a

GREGORY L. SCHAFFER

n/a

yes

n/a

GREGORY L. SCHAFFER

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$90.8M

n/a

2024

Mar 31, 2025

$70.0M

n/a

2023

Mar 30, 2024

$62.8M

n/a

2022

Apr 3, 2023

$63.1M

n/a

2021

Mar 31, 2022

$60.9M

n/a

2020

Mar 31, 2021

$49.2M

n/a

2019

Jun 26, 2020

$43.6M

n/a

2018

Mar 30, 2019

$36.2M

n/a

2017

Mar 28, 2018

$36.7M

n/a

2016

Mar 30, 2017

$29.2M

n/a

2015

Mar 31, 2016

$25.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$90.8M

$70.0M

29.6%

$63.1M

12.9%