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Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC
Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Jul 23, 2026 | n/a | yes | Charlotte, NC|Charlotte, NC | Current employment |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | May 3, 2024 | Jul 20, 2026 | no | Pittsford, NY|MORRISTOWN, NJ | Previous registration |
| SCHAFFER & COMPANY ASSET MANAGEMENT, INC. | Independent wealth | Mar 31, 2022 | Mar 31, 2023 | no | JACKSONVILLE, FL | Previous registration |
| BRIGHTON SECURITIES CORP. | Independent wealth | Jan 18, 2022 | Jan 31, 2022 | no | ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | INDEPENDENT ADVISOR ALLIANCE, LLC | Jul 20, 2026 | Jul 23, 2026 | 3 | Firm change | Ibd to RIA |
| SCHAFFER & COMPANY ASSET MANAGEMENT, INC. | PRIVATE ADVISOR GROUP, LLC | Mar 31, 2023 | May 3, 2024 | 399 | Firm change | RIA to ibd |
| BRIGHTON SECURITIES CORP. | SCHAFFER & COMPANY ASSET MANAGEMENT, INC. | Jan 31, 2022 | Mar 31, 2022 | 59 | Firm change | RIA to RIA |