DFX Intelligence

C•••••••• E•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

C•••••••• E•••• M••••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Radnor, PA

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Search this name across graphsid dfx:ria:512ae9f0-d2b4-c027-5e50-f5c849c0ce6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Oct 4, 2022	n/a	yes	Radnor, PA\|OVERLAND PARK, KS	Current employment
W••••• F•••••••• A•••••••• L••	Former SEC adviser	Jan 6, 2015	Oct 12, 2022	no	MEDIA, PA\|MILWAUKEE, WI\|RADNOR, PA\|BEDFORD, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• F•••••••• A•••••••• L••	C••••••• P•••••••	Oct 12, 2022	Oct 4, 2022	-8	Bulk transfer	RIA to RIA
E••• F•••••••• A•••••••	W••••• F•••••••• A•••••••• L••	Dec 31, 2015	Jan 6, 2015

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Oct 4, 2022 to presentfactForm ADV
→ W••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2015 to Oct 12, 2022factForm ADV
→ E••• F•••••••• A•••••••Registered adviserregistration: previous registration
Dec 8, 2014 to Dec 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:512ae9f0-d2b4-c027-5e50-f5c849c0ce6f
First observed: Dec 8, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.