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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant40 years in industry

LISA MARIE GABRIEL

Advisor at PINAFORE WEALTH COUNSEL INC.

DURHAM, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PINAFORE WEALTH COUNSEL INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63|S66
First exam: Aug 12, 1986
First registration: Feb 25, 2004
Dual registered: no
Other names: LISA MARIE WATKINS
IAPD individual key: 1528723

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PINAFORE WEALTH COUNSEL INC.	Independent wealth	Oct 10, 2014	n/a	yes	DURHAM, NC	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 19, 2012	Oct 10, 2014	no	DURHAM, NC	Previous registration
SUNSET FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 14, 2011	Jun 19, 2012	no	DURHAM, NC\|ST CHARLES, MO\|DURHAM, NC	Previous registration
KAVAR CAPITAL PARTNERS, LLC	Former SEC adviser	Feb 15, 2011	Nov 3, 2011	no	DURHAM, NC\|LEAWOOD, KS	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 25, 2004	Jan 11, 2011	no	ST LOUIS, MO\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PINAFORE WEALTH COUNSEL INC.	Oct 10, 2014	Oct 10, 2014	0	Firm change	Other
SUNSET FINANCIAL SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 19, 2012	Jun 19, 2012	0	Firm change	Other
KAVAR CAPITAL PARTNERS, LLC	SUNSET FINANCIAL SERVICES, INC.	Nov 3, 2011	Nov 14, 2011	11	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	KAVAR CAPITAL PARTNERS, LLC	Jan 11, 2011	Feb 15, 2011	35	Firm change	Other

Relationships

Registered with (5)

→ PINAFORE WEALTH COUNSEL INC.Registered adviserregistration: current employment
Oct 10, 2014 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 19, 2012 to Oct 10, 2014factForm ADV
→ SUNSET FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 14, 2011 to Jun 19, 2012factForm ADV
→ KAVAR CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Feb 15, 2011 to Nov 3, 2011factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 25, 2004 to Jan 11, 2011factForm ADV

Dated events

No dated event names this entity yet.