DFX Intelligence

R•••••• A• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

R•••••• A• B••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | PITTSBURGH, PA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 18, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Oct 17, 2023	n/a	yes	PITTSBURGH, PA\|NEW ORLEANS, LA	Current employment
S••••••••• B•••••••• S•••••••	State registered	Mar 24, 2021	Dec 4, 2023	no	CARNEGIE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• B•••••••• S•••••••	N•••••• A•••••••	Dec 4, 2023	Oct 17, 2023	-48	Firm change after gap	Other
B•••• A••••••• S•••••••• L••	S••••••••• B•••••••• S•••••••	Nov 8, 2019	Mar 24, 2021

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Oct 17, 2023 to presentfactForm ADV
→ S••••••••• B•••••••• S•••••••Registered adviserregistration: previous registration
Mar 24, 2021 to Dec 4, 2023factForm ADV
→ B•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 18, 2019 to Nov 8, 2019factForm ADV

Dated events

Order

Occurred
4 Dec 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 18, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.