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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

ASHTEN ROSALYN BARBER

Advisor at SOVRAN ADVISORS, LLC

Costa Mesa, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:516ad943-8cfb-2cda-9906-ca3c0fd405da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOVRAN ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 21, 2014
First registration: Aug 31, 2015
Dual registered: yes, broker-dealer
Other names: ASHTEN ROSALYN TAYSOM
IAPD individual key: 6308525

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOVRAN ADVISORS, LLC	Independent wealth	Feb 23, 2024	n/a	yes	SAN DIEGO, CA\|Costa Mesa, CA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 24, 2023	Mar 6, 2024	no	Costa Mesa, CA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Jan 31, 2023	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 31, 2015	Jul 13, 2018	no	SALT LAKE CITY, UT\|BREA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	SOVRAN ADVISORS, LLC	Mar 6, 2024	Feb 23, 2024	-12	Bulk transfer	Ibd to new firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS	MML INVESTORS SERVICES, LLC	Jan 31, 2023	Mar 24, 2023	52	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (4)

→ SOVRAN ADVISORS, LLCRegistered adviserregistration: current employment
Feb 23, 2024 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 24, 2023 to Mar 6, 2024factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Jan 31, 2023factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 31, 2015 to Jul 13, 2018factForm ADV

Dated events

Occurred
Jan 31, 2023
Advisor changed firm
Ashten Rosalyn Barber left Fidelity Personal And Workplace Advisors for Mml Investors Services, Llc (registered 2023-03-24)
Form ADVobserved 5 days ago