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RIA / WealthAdvisor29 years in industry

BRIAN LOUIS BOLL

Advisor at HERITAGE FAMILY OFFICES, LLP

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:5175c0bd-0a5c-27ba-fa5a-e75c88fde52c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HERITAGE FAMILY OFFICES, LLP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 10, 1997
First registration: Jan 21, 2005
Dual registered: no
IAPD individual key: 2897355

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HERITAGE FAMILY OFFICES, LLP	Independent wealth	Jun 12, 2024	n/a	yes	SCOTTSDALE, AZ	Current employment
HERITAGE WEALTH MANAGEMENT, LLC	Former SEC adviser	Jul 7, 2017	Mar 5, 2024	no	PHOENIX, AZ	Previous registration
HERITAGE WEALTH MANAGEMENT, LLC	Former SEC adviser	Jun 29, 2016	Aug 18, 2017	no	PHOENIX, AZ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2009	Jan 13, 2016	no	GLENDALE, AZ\|MESA, AZ\|MESA, AZ\|MESA, AZ\|SCOTTSDALE, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	May 27, 2009	no	MESA, AZ\|GLENDALE, AZ\|MESA, AZ\|CHICAGO, IL\|MESA, AZ	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jan 21, 2005	Jul 6, 2005	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HERITAGE WEALTH MANAGEMENT, LLC	HERITAGE FAMILY OFFICES, LLP	Mar 5, 2024	Jun 12, 2024	99	Firm change	RIA to RIA
HERITAGE WEALTH MANAGEMENT, LLC	HERITAGE WEALTH MANAGEMENT, LLC	Aug 18, 2017	Jul 7, 2017	-42	Channel change	Other
WELLS FARGO ADVISORS	HERITAGE WEALTH MANAGEMENT, LLC	Jan 13, 2016	Jun 29, 2016	168	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	May 27, 2009	Jun 15, 2009	19	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
287909:323930:AZ:2024-03-05	Mar 5, 2024	Jun 12, 2024	PHOENIX, AZ	Firm change
158107:287909:AZ:2017-08-18	Aug 18, 2017	Jul 7, 2017	PHOENIX, AZ	Firm change after gap

Relationships

Registered with (6)

→ HERITAGE FAMILY OFFICES, LLPRegistered adviserregistration: current employment
Jun 12, 2024 to presentfactForm ADV
→ HERITAGE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 7, 2017 to Mar 5, 2024factForm ADV
→ HERITAGE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 29, 2016 to Aug 18, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 15, 2009 to Jan 13, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to May 27, 2009factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 21, 2005 to Jul 6, 2005factForm ADV

Dated events

Occurred
Mar 5, 2024
Advisor changed firm
Brian Louis Boll left Heritage Wealth Management, Llc for Heritage Family Offices, Llp (registered 2024-06-12)
Form ADVobserved 4 days ago