DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• L•••• B•••

H••••••• F••••• O••••••• L••independent RIAScottsdale, AzIA-onlyIAPD 2897355

Feed of 09/14/2026

At current firm

2 y

since Jun 12, 2024

In the industry

29 y

since Jul 10, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Financial Advisorreportedheritagefo.comfirm site, Sep 15, 2026
Professional profile: heritagefo.com/team/brian-bollreportedheritagefo.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

H••••••• F••••• O••••••• L•• independent RIA current
since Jun 12, 2024 · Scottsdale, Az
H••••••• W••••• M••••••••• L•• former
Jul 7, 2017 to Mar 5, 2024 · Phoenix, Az
H••••••• W••••• M••••••••• L•• former
Jun 29, 2016 to Aug 18, 2017 · Phoenix, Az
W•••• F•••• A••••••• wirehouse
Jun 15, 2009 to Jan 13, 2016 · Glendale, Az
C•••• I••••••••• S••••••• C•••• former
Jul 6, 2005 to May 27, 2009 · Mesa, Az
B••• O•• S••••••••• C••••••••• unclassified
Jan 21, 2005 to Jul 6, 2005 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

H••••••• W••••• M••••••••• L•• to H••••••• F••••• O••••••• L••
left Mar 5, 2024, registered Jun 12, 2024 (99 days) · RIA to RIA · moved with a team
H••••••• W••••• M••••••••• L•• to H••••••• W••••• M••••••••• L••
left Aug 18, 2017, registered Jul 7, 2017 (-42 days) · channel change inside one enterprise, not a move · moved with a team
W•••• F•••• A••••••• to H••••••• W••••• M••••••••• L••
left Jan 13, 2016, registered Jun 29, 2016 (168 days) · Other
C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••
left May 27, 2009, registered Jun 15, 2009 (19 days) · Other
B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

B•••• L•••• B••• left H••••••• W••••• M••••••••• L•• for H••••••• F••••• O••••••• L•• (registered 2024-06-12)
Mar 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address