DFX Intelligence

D••••• R••••• I•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D••••• R••••• I•••••

Advisor at M•••••• F•••••••• G••••• L••

LAS VEGAS, NV | CADILLAC, MI

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Search this name across graphsid dfx:ria:5177bb69-b085-04b4-35d9-567b737bd56f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jul 15, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• G••••• L••	Independent wealth	May 13, 2026	n/a	yes	LAS VEGAS, NV\|CADILLAC, MI	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Apr 15, 2025	Apr 22, 2026	no	Manton, MI\|Traverse City, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	M•••••• F•••••••• G••••• L••	Apr 22, 2026	May 13, 2026	21	Firm change	Ibd to RIA
S••	C••••••••• F•••••••• N••••••	Apr 15, 2025	Apr 15, 2025

Relationships

Registered with (4)

→ M•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Apr 15, 2025 to Apr 22, 2026factForm ADV
→ S••Registered adviserregistration: previous registration
Apr 2, 2024 to Apr 15, 2025factForm ADV
→ E••••• J••••

Dated events

Occurred
Apr 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5177bb69-b085-04b4-35d9-567b737bd56f
First observed: Jul 15, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.