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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MISSION FINANCIAL GROUP, LLC

CRD 311876

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e39cd5e-903f-9296-5e08-91821e1d12cc

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Nov 25, 2020 to May 13, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.83 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $311MItem 5.F on the latest filing (2026-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $267M
Private client RAUM: $257MderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $51.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 1,068
Individual clients: 286
High net worth clients: 60
Custody, client assets: $79.8M
SEC number: 801-120042
CRD: 311876
Filings on the tape: 18
First filed: Nov 25, 2020
Latest filed: May 13, 2026
Organised: Limited Liability Partnership, NV
Website: missionfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CLIFTON M YASUTOMI	n/a	LAS VEGAS, NV	5	20	4	yes
Nicholas Paul Abbott	n/a	LAS VEGAS, NV	5	18	3	yes
MICHAEL J COOK	n/a	LAS VEGAS, NV	2	15	1	yes
Sean Kai Ohashi	n/a	LAS VEGAS, NV	2	13	1	yes
Elliott B Montgomery	n/a	Kilauea, HI	1	10	n/a	yes
Dustin Robert Insley	n/a	LAS VEGAS, NV \| CADILLAC, MI	0	10	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Abbott, Nicholas, Paul	CO-FOUNDER	D	yes	12/2020	Nov 25, 2020	Aug 19, 2024
YASUTOMI, CLIFTON, M	CO-FOUNDER & CHIEF COMPLIANCE OFFICER	C	yes	12/2020	Nov 25, 2020	Aug 19, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Honolulu	Hi	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$311M	$267M	6	5	4	n/a	n/a
2024	Jan 30, 2025	$233M	$203M	8	5	3	n/a	n/a
2023	Mar 5, 2024	$178M	$170M	3	2	1	n/a	n/a
2022	Feb 27, 2023	$131M	$122M	3	2	1	n/a	n/a
2021	Mar 22, 2022	$109M	$100M	4	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$311M	$233M	33.5%	$131M	33.4%	6	8	5	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CETERA INVESTMENT ADVISERS LLC	2	Jan 12, 2021	Jan 19, 2021	HONOLULU, HI	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (6)

← Dustin Robert InsleyAdvisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← Elliott B MontgomeryAdvisorregistration: current employment
Feb 19, 2025 to presentfactForm ADV
← Sean Kai OhashiAdvisorregistration: current employment
Sep 18, 2024 to presentfactForm ADV
← MICHAEL J COOKAdvisorregistration: current employment
Mar 7, 2024 to presentfactForm ADV
← Nicholas Paul AbbottAdvisorregistration: current employment
Jan 19, 2021 to presentfactForm ADV
← CLIFTON M YASUTOMIAdvisorregistration: current employment
Jan 4, 2021 to presentfactForm ADV

Controls (2)

← Abbott, Nicholas, PaulOwnerCO-FOUNDER, ownership code D, individual
Nov 25, 2020 to Aug 19, 2024factForm ADV
← YASUTOMI, CLIFTON, MOwnerCO-FOUNDER & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Nov 25, 2020 to Aug 19, 2024factForm ADV

Moved with (1)

← CETERA INVESTMENT ADVISERS LLCRegistered adviser2 advisors, team lift out, same day
Jan 12, 2021 to Jan 19, 2021factForm ADV

Dated events

Occurred
Jan 30, 2025
Succession filed (Item 4)
Mission Financial Group, Llc reported succeeding to the business of Mission Financial Group, Llc (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Nov 25, 2020
First Form ADV filing
Mission Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e39cd5e-903f-9296-5e08-91821e1d12cc
First observed: Nov 25, 2020
Last observed: May 13, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MISSION FINANCIAL GROUP, LLC

CRD 311876

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e39cd5e-903f-9296-5e08-91821e1d12cc

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CLIFTON M YASUTOMI

n/a

LAS VEGAS, NV

yes

Nicholas Paul Abbott

n/a

LAS VEGAS, NV

yes

MICHAEL J COOK

n/a

LAS VEGAS, NV

yes

Sean Kai Ohashi

n/a

LAS VEGAS, NV

yes

Elliott B Montgomery

n/a

Kilauea, HI

n/a

yes

Dustin Robert Insley

n/a

LAS VEGAS, NV | CADILLAC, MI

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Abbott, Nicholas, Paul

CO-FOUNDER

yes

12/2020

Nov 25, 2020

Aug 19, 2024

YASUTOMI, CLIFTON, M

CO-FOUNDER & CHIEF COMPLIANCE OFFICER

yes

12/2020

Nov 25, 2020

Aug 19, 2024

City

State

Country

Employees

Also broker-dealer

Honolulu

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$311M

$267M

n/a

2024

Jan 30, 2025

$233M

$203M

n/a

2023

Mar 5, 2024

$178M

$170M

n/a

2022

Feb 27, 2023

$131M

$122M

n/a

2021

Mar 22, 2022

$109M

$100M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$311M

$233M

33.5%

$131M

33.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CETERA INVESTMENT ADVISERS LLC

Jan 12, 2021

Jan 19, 2021

HONOLULU, HI

Team lift out

Ibd to new firm

0.1%