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Advisor at AEGIS CAPITAL CORP.
WHITE PLAINS, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | Bd affiliated wealth | Dec 2, 2011 | n/a | yes | WHITE PLAINS, NY|NEW YORK, NY | Current employment |
| FMSI ADVISERS | Former SEC adviser | Jan 20, 2009 | Dec 16, 2011 | no | PALM DESERT, CA|SYOSSET, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 21, 2006 | Dec 22, 2008 | no | WHITE PLAINS, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FMSI ADVISERS | AEGIS CAPITAL CORP. | Dec 16, 2011 | Dec 2, 2011 | -14 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FMSI ADVISERS | Dec 22, 2008 | Jan 20, 2009 | 29 | Firm change | Other |